SEC Form 4 · accession 0001127602-18-029589
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christiana Stamoulis
Director
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 4:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2018 | M | 30,967 | $15.29 | A | 66,006 | D | |
| Common StockF2 | Oct 2, 2018 | S | 30,967 | $40.704 | D | 35,039 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $15.29 | Oct 2, 2018 | M | 30,967 | D | Nov 1, 2012 | Nov 1, 2018 | Common Stock | 30,967 | 0 | D |
Explanation of responses
- F1Transaction pursuant to an existing Rule 10b5-1 trading plan.
- F2The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $40.49 to $40.99 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3This option became fully vested on November 1, 2014.