SEC Form 4 · accession 0001375151-18-000070
ZOGENIX, INC. · ZGNX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erle T Mast
Director
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2018 | M | 1,250 | $28.00 | A | 4,277 | D | |
| Common Stock | Oct 2, 2018 | M | 218 | $20.00 | A | 4,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $28.00 | Oct 2, 2018 | M | 1,250 | D | Oct 21, 2009 | Oct 21, 2018 | Common Stock | 1,250 | 0 | D |
| Stock Option (Right to Buy) | $20.00 | Oct 2, 2018 | M | 218 | D | Sep 1, 2010 | Sep 1, 2019 | Common Stock | 218 | 0 | D |