SEC Form 4 · accession 0000899243-18-026204
Quotient Ltd · QTNT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Heino von Prondzynski
Director
Period of report
Oct 4, 2018
Accepted (ET)
Oct 4, 2018 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001596946
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | Oct 4, 2018 | M | 8,288 | — | A | 133,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F8 | — | Oct 4, 2018 | M | 8,288 | D | — | — | Ordinary Shares | 8,288 | 16,574 | D |
| Ordinary Share Option(Right to Buy)F2 | $11.62 | holding | — | — | — | — | Oct 31, 2025 | Ordinary Shares | 4,303 | 4,303 | D |
| Ordinary Share Option(Right to Buy)F3 | $5.73 | holding | — | — | — | — | Oct 31, 2026 | Ordinary Shares | 8,726 | 8,726 | D |
| Restricted Stock UnitsF1,F4 | — | holding | — | — | — | — | — | Ordinary Shares | 2,618 | 2,618 | D |
| Restricted Stock UnitsF1,F5 | — | holding | — | — | — | — | — | Ordinary Shares | 12,634 | 12,634 | D |
| Ordinary Share Option (Right to Buy)F6 | $5.21 | holding | — | — | — | — | Oct 31, 2027 | Ordinary Shares | 9,597 | 9,597 | D |
| Restricted Stock UnitsF1,F7 | — | holding | — | — | — | — | — | Ordinary Shares | 5,758 | 5,758 | D |
Explanation of responses
- F1Restricted Stock Units covert into ordinary shares on a one-for-one basis.
- F22,868 options have vested and remain exercisable, 1,435 options will vest on October 31, 2018.
- F32,909 options vested on October 31, 2017 and remain exercisable, 2,909 options will vest on October 31, 2018, 2,908 options will vest on October 31, 2019.
- F4On October 31, 2016, the Reporting Person was granted 5,236 restricted stock units, of which 2,618 have vested and have been exercised. The remaining 2,618 restricted stock units will vest on October 31, 2018.
- F5On September 4, 2017, the reporting person was granted 25,268 restricted stock units, of which 12,634 restricted stock units have vested and have been exercised. The remaining 12,634 restricted stock units will vest on September 4, 2019.
- F6The options vest and become exercisable in three equal annual installments beginning October 31, 2018.
- F7On October 31, 2017, the Reporting Person was granted 5,758 restricted stock units, vesting in two equal installments on October 31, 2018 and October 31, 2019.
- F8On April 4, 2018, the Reporting Person was granted 33,150 restricted stock units, of which 16,576 restricted stock units have vested and have converted to ordinary shares. The remaining 16,574 restricted stock units will vest quarterly in two equal installments on January 4, 2019 and April 4, 2019.