SEC Form 4 · accession 0001415301-18-000132
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William S Martens
Officer — Chief Development Officer
Period of report
Oct 4, 2018
Accepted (ET)
Oct 5, 2018 · 12:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 4, 2018 | M | 1,466 | $0.00 | A | 6,520 | D | |
| Common Stock | Oct 4, 2018 | F | 435 | $8.14 | D | 6,085 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Oct 4, 2018 | M | 1,466 | D | — | — | Common Stock | 1,466 | 2,844 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to convert to one share of common stock at vesting date.
- F2One-third of these restricted stock units are scheduled to vest on each of October 4, 2018; October 4, 2019; and October 4, 2020