SEC Form 4 · accession 0001104659-18-060609
VectoIQ Acquisition Corp. · VTIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary S Chan
Officer — Chief Operating Officer
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 8:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001731289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 2, 2018 | P$0 | 11,448 | — | A | 11,448 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1,F3,F4 | $11.50 | Oct 2, 2018 | P | 1,441 | A | — | — | Common Stock | 1,441 | 1,441 | D |
Explanation of responses
- F1On October 2, 2018, the Reporting Person purchased, from a third party, 10,007 founder shares of the Issuer's common stock and 1,441 units (the "Private Units") for an aggregate purchase price of $14,453.51. Each Private Unit consists of one share of common stock and one warrant.
- F2In addition to the securities reported herein, the Reporting Person holds an economic interest in VectoIQ Holdings, LLC and a pecuniary interest in certain of the securities held by VectoIQ Holdings, LLC. The Reporting Person disclaims beneficial ownership of such securities except to the extent of her pecuniary interest therein.
- F3The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or May 18, 2019.
- F4The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.