SEC Form 4 · accession 0001104659-18-060610
VectoIQ Acquisition Corp. · VTIQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen J Girsky
Officer — President and CEO · Director · 10% Owner
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 8:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001731289
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 2, 2018 | P$0 | 11,449 | — | A | 11,449 | D | |
| Common StockF2 | holding | — | — | — | 4,586,132 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF1,F3,F4 | $11.50 | Oct 2, 2018 | P | 1,441 | A | — | — | Common Stock | 1,441 | 1,441 | D |
| WarrantF2,F3,F4 | $11.50 | holding | — | — | — | — | — | Common Stock | 57,541 | 525,909 | I |
Explanation of responses
- F1On October 2, 2018, the Reporting Person purchased, from a third party, 10,008 founder shares of the Issuer's common stock and 1,441 units (the "Private Units") for an aggregate purchase price of $14,453.51. Each Private Unit consists of one share of common stock and one warrant.
- F2The securities are held directly by VectoIQ Holdings, LLC (the "Sponsor") and indirectly by the Reporting Person, who is the managing member of Sponsor. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F3The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or May 18, 2019.
- F4The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.