SEC Form 4 · accession 0000014272-18-000190
BRISTOL MYERS SQUIBB CO · BMY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Biondi
Officer — SVP, Head of Strategy & BD
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000014272
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.10 par value | Oct 2, 2018 | M | 592 | $0.00 | A | 592 | D | |
| Common Stock, $0.10 par valueF1 | Oct 2, 2018 | F | 292 | $62.80 | D | 300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 2, 2018 | M | 592 | D | — | Oct 2, 2021 | Common Stock, $0.10 par value | 592 | 1,776 | D |
Explanation of responses
- F1Shares withheld for payment of taxes upon vesting of awards.
- F2Each restricted stock unit converts into one share of common stock upon vesting.
- F3Represents vesting of one quarter of restricted stock units granted on October 2, 2017. The balance of the award is scheduled to vest in three equal installments on the second, third and fourth anniversaries of the grant date.