Form4insider filings, from the source

SEC Form 4 · accession 0001209191-18-054323

ZUORA INC · ZUO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Robert Kagle
10% Owner
Kevin Harvey
10% Owner
Period of report
Oct 2, 2018
Accepted (ET)
Oct 4, 2018 · 7:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001423774

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1Oct 2, 2018C2,564,431$0.00A2,564,431ISee footnote
Class A Common StockF1Oct 2, 2018J2,564,431$0.00D0ISee footnote
Class A Common StockF3Oct 2, 2018J28,450$0.00A28,450ISee footnote
Class A Common StockF4,F3Oct 3, 2018S2,342$20.7631D26,108ISee footnote
Class A Common StockF5,F3Oct 3, 2018S26,108$20.948D0ISee footnote
Class A Common StockF6Oct 2, 2018J13,937$0.00A13,937ISee footnote
Class A Common StockF7Oct 2, 2018J97,129$0.00A97,129ISee footnote
Class A Common StockF8Oct 2, 2018J91,156$0.00A91,156ISee footnote
Class A Common StockF8Oct 2, 2018G91,156$0.00D0ISee footnote
Class A Common StockF9Oct 2, 2018J33,184$0.00A33,184ISee footnote
Class A Common StockF9Oct 2, 2018G33,184$0.00D0ISee footnote
Class A Common StockF10Oct 2, 2018J112,604$0.00A112,604ISee footnote
Class A Common StockF4,F10Oct 3, 2018S9,369$20.7631D103,235ISee footnote
Class A Common StockF11Oct 2, 2018J1,195$0.00A1,195ISee footnote
Class A Common StockF12Oct 2, 2018J157,524$0.00A157,524ISee footnote
Class A Common StockF13Oct 2, 2018J104,430$0.00A104,430ISee footnote
Class A Common StockF14Oct 2, 2018J48,328$0.00A48,328ISee footnote
Class A Common StockF14Oct 2, 2018G48,328$0.00D0ISee footnote

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF1,F15,F16—Oct 2, 2018C2,564,431D——Class A Common Stock2,564,4317,693,293I

Explanation of responses

Remarks

This is one of three reports, each on a separate Form 4, but relating to the same transaction being filed by entities affiliated with Benchmark and their applicable members.