SEC Form 4 · accession 0000320187-18-000209
NIKE, Inc. · NKE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip H Knight
Other
Period of report
Oct 3, 2018
Accepted (ET)
Oct 4, 2018 · 9:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000320187
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | Oct 3, 2018 | C | 5,000,000 | $0.00 | A | 24,010,687 | D | |
| Class B Common Stock | Oct 3, 2018 | G | 12,000,000 | $0.00 | D | 12,010,687 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common ConvertibleF1 | — | Oct 3, 2018 | C | 5,000,000 | D | — | — | Class B Common Stock | 5,000,000 | 21,054,487 | D |
| Class A Common ConvertibleF3,F1 | — | holding | — | — | — | — | — | Class B Common Stock | 521,792 | 521,792 | I |
Explanation of responses
- F1Class A Common Stock is convertible at any time on a one-for-one basis into Class B Common Stock with no expiration date.
- F2On October 3, 2018, the reporting person gifted 12,000,000 shares of the Issuer's Class B common stock to a charitable organization of which the reporting person and his spouse are directors. The reporting person disclaims beneficial ownership of all gifted shares.
- F3Shares held directly by spouse, Penelope P. Knight. The reporting person disclaims beneficial ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.