Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 19, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

336 filings · trading day Dec 19, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 14, 2017 AForm 4 →	Dec 18, 5:13 pm EST	Aerpio Pharmaceuticals, Inc.ARPO	Stephen J HoffmanChief Executive Officer, Director	586,012	$5.50	$3,223,066	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:06 pm EST	Aerpio Pharmaceuticals, Inc.ARPO	Michael W RogersChief Financial Officer	293,006	$5.50	$1,611,533	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:48 pm EST	National Storage Affiliates TrustNSA	Kevin Maxen HowardDirector, 10% Owner	60,660	$26.32	$1,596,571	1,707,629	—
Dec 15, 2017 MForm 4 →	Dec 19, 10:16 am EST	ALMOST FAMILY INCAFAM	William B YarmuthCEO, Director	44,550	$30.68	$1,366,733	9,900	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:09 pm EST	Aerpio Pharmaceuticals, Inc.ARPO	Joseph H. GardnerPresident, Director	135,000	$5.50	$742,500	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:21 pm EST	HONEYWELL INTERNATIONAL INCHON	Grace LiebleinDirector	3,344	$154.80	$517,651	0	—
Sep 28, 2010 AForm 4 →	Dec 18, 2017, 5:35 pm EST	LEE ENTERPRISES, INCLEE	Mary E JunckDir. & Executive Chairman, Director	165,000	$2.57	$424,050	165,000	—	late
Dec 14, 2017 AForm 4 →	Dec 18, 4:29 pm EST	COUNTERPATH CORPCPAH	Donovan JonesPresident & CEO, Director	100,000	$2.89	$289,000	180,000	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:46 pm EST	ASTRONICS CORPATRO	Peter J GundermannPRESIDENT/CEO, Director	17,399	$13.22	$230,015	0	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:02 pm EST	EMC INSURANCE GROUP INCEMCI	Bruce G KelleyPresident & CEO, Director	10,850	$16.08	$174,416	17,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:22 pm EST	COUNTERPATH CORPCPAH	Todd CarothersEVP Sales & Marketing	50,000	$2.89	$144,500	72,500	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:29 pm EST	STEPAN COSCL	F Quinn StepanDirector	1,088	$79.84	$86,854	387,107	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:58 pm EST	AECOMACM	Lara PoloniChief Executive, EMIA	7,731	$32.41	$75,029	5,416	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:07 pm EST	CHEMICAL FINANCIAL CORPCHFC	Richard M. LievenseDirector	953	$55.37	$52,765	953	—
Dec 18, 2017 MForm 4 →	Dec 19, 1:19 pm EST	AMERICAN SOFTWARE INCAMSWA	J Michael EdenfieldDirector	5,153	$8.97	$46,222	91	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:37 pm EST	Duke Energy CORPDUK	Michael G BrowningDirector	514	$87.56	$45,006	85,218	—
Dec 13, 2017 MForm 4 →	Dec 18, 5:13 pm EST	FIRST OF LONG ISLAND CORPFLIC	Howard Thomas Hogan Jr.Director	4,451	$8.22	$36,596	0	—	late
Dec 15, 2017 AForm 4 →	Dec 18, 4:25 pm EST	ESTEE LAUDER COMPANIES INCEL	Irvine O Hockaday Jr.Director	281	$129.62	$36,360	75,098	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:29 pm EST	ESTEE LAUDER COMPANIES INCEL	Lynn ForesterDirector	243	$129.62	$31,489	66,019	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:38 pm EST	Duke Energy CORPDUK	Charles W MoormanDirector	357	$87.56	$31,259	6,920	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:38 pm EST	Duke Energy CORPDUK	Carlos A SaladrigasDirector	357	$87.56	$31,259	40,053	—
Dec 15, 2017 JForm 4 →	Dec 18, 5:15 pm EST	BALL CorpBLL	Theodore M SolsoDirector	793	$38.29	$30,370	125,578	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:55 pm EST	ENERGIZER HOLDINGS, INC.ENR	J Patrick MulcahyDirector	619	$47.53	$29,421	102,162	—
Dec 15, 2017 JForm 4 →	Dec 18, 4:38 pm EST	BALL CorpBLL	Robert W AlspaughDirector	671	$38.29	$25,676	59,004	—
Dec 15, 2017 JForm 4 →	Dec 18, 5:05 pm EST	BALL CorpBLL	R David HooverDirector	658	$38.29	$25,190	9,601	—
Dec 15, 2017 JForm 4 →	Dec 18, 4:51 pm EST	BALL CorpBLL	Daniel J HeinrichDirector	647	$38.29	$24,782	2,581	—
Dec 15, 2017 SForm 4 →	Dec 18, 5:55 pm EST	Blueknight Energy Partners, L.P.BKEP	MSD Partners, L.P. +110% Owner	3,006	$7.52	$22,602	1,907,711	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:29 pm EST	STEPAN COSCL	F Quinn Stepan Jr.Chairman, President & CEO, Director	278	$79.84	$22,164	98,782	—
Oct 24, 2017 AJForm 4 →	Dec 19, 2:02 pm EST	MCCORMICK & CO INCMKC	Margaret M Preston VDirector	211	$100.95	$21,294	9,614	—	late
Dec 15, 2017 AForm 4 →	Dec 18, 4:25 pm EST	ESTEE LAUDER COMPANIES INCEL	Mellody L HobsonDirector	150	$129.62	$19,496	35,767	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:30 pm EST	ESTEE LAUDER COMPANIES INCEL	Barry S SternlichtDirector	146	$129.62	$18,948	37,160	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:37 pm EST	Duke Energy CORPDUK	James B Hyler Jr.Director	200	$87.56	$17,512	28,539	—
Dec 19, 2017 MForm 4 →	Dec 19, 10:43 am EST	QCR HOLDINGS INCQCRH	Larry J HellingPresident/CEO CRBT, Director	1,021	$15.62	$15,948	1,000	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:23 pm EST	ESTEE LAUDER COMPANIES INCEL	Paul J FribourgDirector	116	$129.62	$15,062	30,661	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:13 pm EST	CORNING INC /NYGLW	Robert F Cummings Jr.Director	448	$32.05	$14,358	92,956	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:52 pm EST	ENERGIZER HOLDINGS, INC.ENR	Bill G ArmstrongDirector	295	$47.53	$14,021	48,639	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:15 pm EST	CORNING INC /NYGLW	Kurt M LandgrafDirector	389	$32.05	$12,467	80,740	—
Oct 24, 2017 AJForm 4 →	Dec 19, 2:01 pm EST	MCCORMICK & CO INCMKC	Jacques TapieroDirector	91	$101.37	$9,238	597	—	late
Dec 15, 2017 AForm 4 →	Dec 18, 4:19 pm EST	ESTEE LAUDER COMPANIES INCEL	Charlene BarshefskyDirector	51	$129.62	$6,557	17,308	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:54 pm EST	ENERGIZER HOLDINGS, INC.ENR	John Eddy KleinDirector	135	$47.53	$6,417	22,196	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:27 pm EST	ESTEE LAUDER COMPANIES INCEL	Richard D ParsonsDirector	48	$129.62	$6,167	5,750	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:12 pm EST	CORNING INC /NYGLW	John A Canning Jr.Director	163	$32.05	$5,224	33,692	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:21 pm EST	ESTEE LAUDER COMPANIES INCEL	Rose Marie BravoDirector	40	$129.62	$5,217	13,773	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:53 pm EST	ENERGIZER HOLDINGS, INC.ENR	W Patrick McGinnisDirector	108	$47.53	$5,133	17,774	—
Dec 14, 2017 AMForm 4 →	Dec 18, 4:08 pm EST	HSN, Inc.HSNI	William C BrandPresident, HSN & CMO, HSNi	12,147	$40.90	$4,570	13,168	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:10 pm EST	CORNING INC /NYGLW	Donald W BlairDirector	101	$32.05	$3,237	20,883	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:31 pm EST	ESTEE LAUDER COMPANIES INCEL	Richard F ZanninoDirector	24	$129.62	$3,159	8,339	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:14 pm EST	CORNING INC /NYGLW	Deborah A HenrettaDirector	92	$32.05	$2,949	19,093	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:21 pm EST	ESTEE LAUDER COMPANIES INCEL	Wei Sun ChristiansonDirector	22	$129.62	$2,853	7,530	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:25 pm EST	STEPAN COSCL	Scott R. BehrensVP/GM Surfactants	25	$79.84	$1,966	8,761	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:28 pm EST	STEPAN COSCL	Gregory ServatiusVP of Human Resources	19	$79.84	$1,507	6,714	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:26 pm EST	STEPAN COSCL	Sean Thomas MoriartyVP & GM Polymers	15	$79.84	$1,177	5,245	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:11 pm EST	CORNING INC /NYGLW	Stephanie BurnsDirector	34	$32.05	$1,090	6,955	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:11 pm EST	CHEMICAL FINANCIAL CORPCHFC	John E. PelizzariDirector	19	$55.37	$1,046	1,959	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:26 pm EST	STEPAN COSCL	Arthur W MergnerVP, Supply Chain	13	$79.84	$1,032	4,601	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:13 pm EST	CHEMICAL FINANCIAL CORPCHFC	Larry D StaufferDirector	16	$55.37	$897	3,218	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:08 pm EST	CHEMICAL FINANCIAL CORPCHFC	James R FitterlingDirector	15	$55.37	$815	2,927	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:14 pm EST	CHEMICAL FINANCIAL CORPCHFC	Arthur A WeissDirector	14	$55.37	$797	2,859	—
Dec 15, 2017 AForm 4 →	Dec 18, 6:17 pm EST	PFIZER INCPFE	Albert BourlaGroup President	20	$37.20	$744	10,990	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:05 pm EST	CHEMICAL FINANCIAL CORPCHFC	Barbara J MahoneDirector	13	$55.37	$735	2,640	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:10 pm EST	CHEMICAL FINANCIAL CORPCHFC	Jeffrey L. TateDirector	12	$55.37	$679	2,436	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:09 pm EST	SVB FINANCIAL GROUPSIVB	Laura IzurietaChief Risk Officer	3	$229.67	$577	3	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:54 pm EST	ENERGIZER HOLDINGS, INC.ENR	Cynthia J BrinkleyDirector	10	$47.53	$475	1,595	—
Dec 15, 2017 AForm 4 →	Dec 18, 6:13 pm EST	XCEL ENERGY INCXEL	Christopher B ClarkPresident, NSPM	8	$50.78	$425	303	—
Dec 15, 2017 AForm 4 →	Dec 18, 6:17 pm EST	PFIZER INCPFE	John D YoungGroup President	11	$37.20	$409	8,954	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:06 pm EST	CHEMICAL FINANCIAL CORPCHFC	Ronald A KleinDirector	5	$55.37	$295	1,058	—
Dec 15, 2017 AForm 4 →	Dec 19, 3:11 pm EST	CHEMICAL FINANCIAL CORPCHFC	Franklin C WheatlakeDirector	5	$55.37	$259	929	—
Dec 15, 2017 AForm 4 →	Dec 18, 6:18 pm EST	XCEL ENERGY INCXEL	Jeffrey S SavageSVP & Controller	5	$50.78	$250	28,076	—
Dec 15, 2017 AForm 4 →	Dec 19, 1:20 pm EST	FULLER H B COFUL	Zhiwei CaiSr. VP, Engineering Adhesives	5	$53.65	$244	695	—
Dec 15, 2017 AForm 4 →	Dec 18, 6:17 pm EST	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	4	$37.20	$149	4,320	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:55 pm EST	ENERGIZER HOLDINGS, INC.ENR	Robert V VitaleDirector	2	$47.53	$95	364	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:54 pm EST	ENERGIZER HOLDINGS, INC.ENR	James C JohnsonDirector	1	$47.53	$48	178	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:00 pm EST	ProPhase Labs, Inc.PRPH	Ted William KarkusCEO & CHAIRMAN, Director, 10% Owner	600,000	—	—	0	—
Sep 27, 2017 AForm 4/A →	Dec 18, 4:01 pm EST	Akoustis Technologies, Inc.AKTS	Jeffrey ShealyChief Executive Officer, Director, 10% Owner	4,000	—	—	4,000	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:04 pm EST	EURONET WORLDWIDE INCEEFT	Rick WellerEVP - Chief Financial Officer	29,146	—	—	47,280	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:04 pm EST	NATIONAL FUEL GAS CONFG	Paula M CiprichSr VP, Gen Counsel & Sec	1,826	—	—	1,106	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:05 pm EST	GelTech Solutions, Inc.GLTC	Warren B Mosler10% Owner	451,807	—	—	451,807	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:05 pm EST	PERKINELMER INCPKI	Andrew OkunPlease See Remarks	12,680	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:07 pm EST	SolarEdge Technologies IncSEDG	Ronen FaierChief Financial Officer	30,000	—	—	61,666	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:07 pm EST	GLOBUS MEDICAL INCGMED	Steven PayneChief Accounting Officer	3,076	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:09 pm EST	GALECTIN THERAPEUTICS INCGALT	Joel LewisDirector	62,250	—	—	62,250	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:10 pm EST	NATIONAL FUEL GAS CONFG	Donna L DeCarolisVP Business Development	831	—	—	503	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:10 pm EST	GALECTIN THERAPEUTICS INCGALT	Richard E UihleinDirector, 10% Owner	46,875	—	—	46,875	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:11 pm EST	GALECTIN THERAPEUTICS INCGALT	Gilbert S OmennDirector	62,250	—	—	62,250	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:11 pm EST	CAREER EDUCATION CORPCECO	John Robert KlineSVP, AIU	4,060	—	—	8,120	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:11 pm EST	GALECTIN THERAPEUTICS INCGALT	Theodore Daniel ZucconiDirector	46,875	—	—	46,875	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:12 pm EST	GALECTIN THERAPEUTICS INCGALT	James C CzirrDirector	46,875	—	—	46,875	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:12 pm EST	GALECTIN THERAPEUTICS INCGALT	Kevin D FreemanDirector	46,875	—	—	46,875	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:13 pm EST	GALECTIN THERAPEUTICS INCGALT	Gilbert F AmelioDirector	62,250	—	—	62,250	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:13 pm EST	GALECTIN THERAPEUTICS INCGALT	Stephen ShulmanDirector	46,875	—	—	46,875	—
Dec 13, 2017 MForm 4 →	Dec 18, 4:14 pm EST	Quanterix CorpQTRX	Ernest OrticerioSVP Finance and Corporate Dev	46,671	—	—	46,670	—	late
Dec 15, 2017 MForm 4 →	Dec 18, 4:15 pm EST	INTER PARFUMS INCIPAR	Pelayo Frederic GarciaDirExprt InterparfumsSA	1,200	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:15 pm EST	GALECTIN THERAPEUTICS INCGALT	Marc RubinDirector	77,250	—	—	77,250	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:16 pm EST	CORNING INC /NYGLW	Deborah RiemanDirector	2,083	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:16 pm EST	ABEONA THERAPEUTICS INC.ABEO	Steven H RouhandehExecutive Chairman, Director, 10% Owner	120,000	—	—	90,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:18 pm EST	CRAY INCCRAY	Catriona M. FallonDirector	20,000	—	—	20,000	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:18 pm EST	BALL CorpBLL	James N PetersonSVP & COO Global MF & HHP Pkg	2,000	—	—	42,832	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:19 pm EST	FCB FINANCIAL HOLDINGS, INC.FCB	Kent S EllertPresident & CEO, Director	32,715	—	—	324,608	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:25 pm EST	NATIONAL FUEL GAS CONFG	Ronald C KraemerPres - Empire Pipeline	1,064	—	—	519	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:26 pm EST	FUEL TECH, INC.FTEK	James M PachActing PFO & Treasurer	50,000	—	—	56,859	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:26 pm EST	FUEL TECH, INC.FTEK	Vincent J ArnonePresident & CEO, Director	100,000	—	—	422,740	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:27 pm EST	HOLOGIC INCHOLX	Robert W. McMahonChief Financial Officer	4,565	—	—	4,565	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:28 pm EST	VISA INC.V	Tullier Kelly MahonEVP, GENERAL COUNSEL	49,702	—	—	74,818	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:29 pm EST	Marathon Petroleum CorpMPC	C. Michael PalmerSr. VP, Supply Distrib. & Plan	50,746	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:30 pm EST	PROVIDENCE SERVICE CORPPRSC	William SeveranceChief Accounting Officer	36,290	—	—	1,786	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:30 pm EST	DELTA AIR LINES INC /DE/DAL	Glen W HauensteinPresident	31,600	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:30 pm EST	DELTA AIR LINES INC /DE/DAL	Paul A JacobsonEVP & CFO	42,900	—	—	81,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:32 pm EST	ABEONA THERAPEUTICS INC.ABEO	B Davis JeffreyCOO	80,000	—	—	60,000	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:33 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Elizabeth B AmatoEVP & Chief HR Officer	7,700	—	—	7,700	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:33 pm EST	UNITED TECHNOLOGIES CORP /DE/UTX	Robert J. BaileyCorporate VP, Controller	2,000	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:33 pm EST	CubeSmartCUBE	Timothy M MartinCFO	57,746	—	—	3,738	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:33 pm EST	CubeSmartCUBE	Christopher P MarrCEO, Director	100,000	—	—	215,268	—
Dec 14, 2017 MForm 4 →	Dec 18, 4:35 pm EST	CAPITAL ONE FINANCIAL CORPCOF	Frank G. LaPrade,IIIChief Enterprise Srvcs Officer	65,304	—	—	0	—
Dec 13, 2017 AForm 4 →	Dec 18, 4:37 pm EST	C&J Energy Services, Inc.CJ	Sterling RenshawSee Remarks	10,736	—	—	10,747	—	late
Dec 14, 2017 CForm 4 →	Dec 18, 4:38 pm EST	TILLY'S, INC.TLYS	Tilly Levine10% Owner	20,000	—	—	3,633,147	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:39 pm EST	NATIONAL FUEL GAS CONFG	John P McGinnisPres - Seneca Resources	4,464	—	—	2,540	—
Dec 13, 2017 AForm 4 →	Dec 18, 4:40 pm EST	C&J Energy Services, Inc.CJ	Tim WallaceSee Remarks	12,058	—	—	23,745	—	late
Dec 13, 2017 AForm 4 →	Dec 18, 4:40 pm EST	C&J Energy Services, Inc.CJ	Everett Michael HobbsSee Remarks	25,602	—	—	67,078	—	late
Dec 13, 2017 AForm 4 →	Dec 18, 4:41 pm EST	C&J Energy Services, Inc.CJ	Danielle E. HunterSee Remarks	14,865	—	—	41,210	—	late amended
Dec 13, 2017 AForm 4 →	Dec 18, 4:46 pm EST	C&J Energy Services, Inc.CJ	Patrick BixenmanSee Remarks	14,865	—	—	38,856	—	late
Dec 13, 2017 AForm 4 →	Dec 18, 4:47 pm EST	C&J Energy Services, Inc.CJ	Ed KepplerSee Remarks	13,213	—	—	26,695	—	late
Dec 15, 2017 ACMForm 4 →	Dec 18, 4:47 pm EST	VEEVA SYSTEMS INCVEEV	Ronald E F CoddDirector	9,000	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:47 pm EST	Liberty Tax, Inc.TAX	John T HewittDirector, 10% Owner	16,057	—	—	1,988	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:48 pm EST	PROVIDENCE SERVICE CORPPRSC	David Casey ShackeltonChief Financial Officer	102,668	—	—	5,053	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:48 pm EST	TARGET CORPTGT	Roxanne S AustinDirector	4,705	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:48 pm EST	PROVIDENCE SERVICE CORPPRSC	Sophia D TawilSVP, General Counsel & Sec	39,357	—	—	1,937	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:48 pm EST	Liberty Tax, Inc.TAX	Gordon DAngeloDirector	16,057	—	—	1,988	—
Dec 15, 2017 AMForm 4 →	Dec 18, 4:48 pm EST	VEEVA SYSTEMS INCVEEV	Jonathan FaddisSVP, Gen. Counsel, Secretary	18,000	—	—	36,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:48 pm EST	ABEONA THERAPEUTICS INC.ABEO	Timothy J MillerPresident & CEO, Director	90,000	—	—	67,500	—
Dec 15, 2017 MForm 4 →	Dec 18, 4:48 pm EST	IMPERVA INCIMPV	Roger J SipplDirector	3,518	—	—	7,036	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:49 pm EST	Liberty Tax, Inc.TAX	Ross N LongfieldDirector	16,057	—	—	1,988	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:49 pm EST	Liberty Tax, Inc.TAX	Ellen M McDowellDirector	16,057	—	—	1,988	—
Dec 14, 2017 AForm 4 →	Dec 18, 4:50 pm EST	Liberty Tax, Inc.TAX	John SealDirector	16,057	—	—	1,988	—
Dec 15, 2017 AForm 4 →	Dec 18, 4:51 pm EST	Madison Square Garden CoMSG	Andrew LustgartenPresident	93,826	—	—	93,826	—
Dec 13, 2017 AForm 4 →	Dec 18, 4:54 pm EST	C&J Energy Services, Inc.CJ	Donald Jeffrey GawickSee Remarks	69,372	—	—	170,933	—	late
Dec 15, 2017 MForm 4 →	Dec 18, 4:55 pm EST	NATIONAL FUEL GAS CONFG	Ann M WegrzynChief Information Officer	785	—	—	475	—
Dec 13, 2017 AForm 4 →	Dec 18, 4:55 pm EST	C&J Energy Services, Inc.CJ	Mark C. CashiolaSee Remarks	15,796	—	—	43,972	—	late
Dec 14, 2017 MForm 4 →	Dec 18, 4:58 pm EST	Marathon Petroleum CorpMPC	Rodney P. NicholsEx. VP, HR, Health & Admin.	6,374	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 5:03 pm EST	ZILLOW GROUP, INC.Z AND ZG	Greg M SchwartzChief Business Officer	3,750	—	—	25,754	—
Dec 14, 2017 JForm 4 →	Dec 18, 5:03 pm EST	Applied Minerals, Inc.AMNL	SAMLYN CAPITAL, LLC +410% Owner	3,163,973	—	—	1	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:04 pm EST	ABEONA THERAPEUTICS INC.ABEO	Todd WiderDirector	30,000	—	—	30,000	—
Dec 14, 2017 AMForm 4 →	Dec 18, 5:12 pm EST	Eastside Distilling, Inc.ESDI	Steve ShumChief Financial Officer	20,000	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:14 pm EST	ABEONA THERAPEUTICS INC.ABEO	Mark AlvinoDirector	30,000	—	—	30,000	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:15 pm EST	Vulcan Materials COVMC	David P ClementPresident - Central Division	1,890	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:17 pm EST	ASSEMBLY BIOSCIENCES, INC.ASBM	Susan MahonyDirector	20,000	—	—	20,000	—
Dec 15, 2017 MForm 4 →	Dec 18, 5:17 pm EST	Express Scripts Holding Co.ESRX	Christine HoustonExecutive VP & COO	10,104	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:20 pm EST	Nutanix, Inc.NTNX	Duston WilliamsChief Financial Officer	300,000	—	—	955,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:21 pm EST	Neurotrope, Inc.NTRP	Susanne WilkeOther	10,000	—	—	10,000	—
Dec 12, 2017 MForm 4 →	Dec 18, 5:26 pm EST	PEGASYSTEMS INCPEGA	Efstathios A KouninisVP of Finance & CAO	93	—	—	1,392	—	late
Dec 14, 2017 AForm 4 →	Dec 18, 5:26 pm EST	ABEONA THERAPEUTICS INC.ABEO	Stephen B ThompsonSr VP Finance	25,000	—	—	18,750	—
Dec 14, 2017 AMForm 4 →	Dec 18, 5:27 pm EST	Eastside Distilling, Inc.ESDI	Melissa HeimEVP Ops and Master Distiller	6,000	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:27 pm EST	Neurotrope, Inc.NTRP	George PerryDirector	7,813	—	—	7,813	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:28 pm EST	Marathon Petroleum CorpMPC	Thomas M. KelleySr. Vice President, Marketing	35,604	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 18, 5:30 pm EST	WEB.COM GROUP, INC.WEB	David BrownChairman, CEO and President, Director	134,162	—	—	0	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:34 pm EST	Neurotrope, Inc.NTRP	Charles S. RyanDirector	157,918	—	—	157,918	—
Dec 15, 2017 CMForm 4 →	Dec 18, 5:34 pm EST	Wayfair Inc.W	John Champlin MullikenChief Technology Officer	13,951	—	—	65,000	—
Dec 15, 2017 CMForm 4 →	Dec 18, 5:35 pm EST	Wayfair Inc.W	Steve OblakChief Merchandising Officer	10,242	—	—	65,000	—
Dec 15, 2017 MForm 4 →	Dec 18, 5:35 pm EST	Wayfair Inc.W	Michael D FleisherChief Financial Officer	1,042	—	—	11,468	—
Dec 15, 2017 CMForm 4 →	Dec 18, 5:35 pm EST	Wayfair Inc.W	Edmond MacriChief Product/Marketing	14,451	—	—	65,000	—
Dec 15, 2017 CMForm 4 →	Dec 18, 5:36 pm EST	Wayfair Inc.W	James SavareseChief Operating Officer	14,521	—	—	65,000	—
Dec 15, 2017 CMForm 4 →	Dec 18, 5:36 pm EST	Wayfair Inc.W	Niraj ShahChief Executive Officer, Director, 10% Owner	7,500	—	—	12,875,044	—
Dec 15, 2017 CMForm 4 →	Dec 18, 5:36 pm EST	Wayfair Inc.W	Steven ConineCo-Founder, Director, 10% Owner	7,500	—	—	12,875,346	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:38 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Stephen M BrettDirector	4,922	—	—	4,922	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:39 pm EST	BARD C R INC /NJ/BCR	Jim C BeasleyGroup President	3,395	—	—	10,186	—
Dec 14, 2017 AMForm 4 →	Dec 18, 5:39 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Alexander Von FurstenbergDirector	3,376	—	—	0	—
Dec 14, 2017 AMForm 4 →	Dec 18, 5:39 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Scott W SchoelzelDirector	3,376	—	—	0	—
Dec 14, 2017 AMForm 4 →	Dec 18, 5:39 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Robert R HammondDirector	3,376	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:40 pm EST	Loxo Oncology, Inc.LOXO	Joshua H. BilenkerPresident & CEO, Director	15,000	—	—	89,690	—
Dec 14, 2017 AMForm 4 →	Dec 18, 5:40 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Gregg L EnglesDirector	3,376	—	—	0	—
Dec 14, 2017 CForm 4 →	Dec 18, 5:42 pm EST	Rosehill Resources Inc.ROSE	Geode Capital Master Fund Ltd. - Geode Diversified Fund10% Owner	500	—	—	8,000	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:42 pm EST	Loxo Oncology, Inc.LOXO	Jacob Van NaardenChief Business Officer	3,082	—	—	113,543	—
Dec 14, 2017 AForm 4 →	Dec 18, 5:42 pm EST	Hi-Crush Partners LPHCLP	Robert E. RasmusCEO and Director, Director	176,190	—	—	344,585	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:44 pm EST	Loxo Oncology, Inc.LOXO	Jennifer BursteinVice President of Finance	1,700	—	—	41,500	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:48 pm EST	IRADIMED CORPIRMD	Brent JohnsonExec. VP. Sales & Marketing	750	—	—	2,250	—
Dec 15, 2017 MForm 4 →	Dec 18, 5:50 pm EST	Liberty Expedia Holdings, Inc.LEXEA	Christopher W SheanPresident/CEO, Director	2,810	—	—	5,622	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:53 pm EST	MKS INSTRUMENTS INCMKSI	Dennis L WerthSr. VP, Business Units	10,110	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:54 pm EST	IRADIMED CORPIRMD	Louis S. WaldmanCONTROLLER	750	—	—	2,250	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:59 pm EST	REPLIGEN CORPRGEN	Howard BenjaminVP Business Development	12,729	—	—	8,124	—
Dec 14, 2017 MForm 4 →	Dec 18, 5:59 pm EST	NAUTILUS, INC.NLS	Bruce M. CazenaveChief Executive Officer, Director	10,700	—	—	28,600	—
Dec 14, 2017 AMForm 4 →	Dec 18, 6:00 pm EST	Eastside Distilling, Inc.ESDI	Grover T. WickershamChairman of the Board & CEO, Director, 10% Owner	20,000	—	—	0	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:01 pm EST	IRADIMED CORPIRMD	Francis X. CaseyVP OF REG AND QUAL ASSURANCE	425	—	—	1,275	—
Dec 15, 2017 MForm 4 →	Dec 18, 6:02 pm EST	NETGEAR, INCNTGR	Mark G MerrillChief Technology Officer	3,000	—	—	13,125	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:04 pm EST	IRADIMED CORPIRMD	Anthony VuotoDirector	4,347	—	—	4,348	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:08 pm EST	IRADIMED CORPIRMD	Jonathan KennedyDirector	4,347	—	—	4,348	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:11 pm EST	IRADIMED CORPIRMD	Monty K AllenDirector	4,347	—	—	4,348	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:15 pm EST	IRADIMED CORPIRMD	Christopher K. ScottCHIEF FINANCIAL OFFICER & SECR	3,416	—	—	10,251	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:19 pm EST	IRADIMED CORPIRMD	Steven M. NardiVP MANUFACTURING	750	—	—	2,250	—
Dec 18, 2017 MForm 4 →	Dec 18, 6:19 pm EST	QUALCOMM INC/DEQCOM	Steven M MollenkopfChief Executive Officer, Director	197,928	—	—	197,929	—
Dec 15, 2017 MForm 4 →	Dec 18, 6:21 pm EST	Five9, Inc.FIVN	Michael BurklandDirector	24,000	—	—	96,496	—
Dec 14, 2017 AForm 4 →	Dec 18, 6:23 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	Randal HasslerSVP, Pharmaceutical Ops	60,000	—	—	60,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 6:25 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	James B BucherSr. VP & General Counsel	35,000	—	—	35,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 6:28 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	John A LathamChief Scientific Officer	75,000	—	—	75,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 6:30 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	Jeffrey T L SmithSr. VP Translational Medicine	50,000	—	—	50,000	—
Aug 4, 2017 MForm 4 →	Dec 18, 6:32 pm EST	Marcus & Millichap, Inc.MMI	Kurt Henry SchwarzChief Accounting Officer	386	—	—	1,162	—	late
Dec 15, 2017 MForm 4 →	Dec 18, 6:32 pm EST	DENNYS CORPDENN	F Mark WolfingerEVP, Chief Admin Officer & CFO	10,000	—	—	54,380	—
Dec 15, 2017 AMForm 4 →	Dec 18, 6:39 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Paul C ReillyChief Executive Officer, Director	36,072	—	—	21,930	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:44 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	David M WalkerChief Risk Officer	10,000	—	—	603,055	—
Dec 15, 2017 MForm 4 →	Dec 18, 6:46 pm EST	PENNYMAC FINANCIAL SERVICES, INC.PFSI	Doug JonesChief Mtge Bnkg Ofcr	15,000	—	—	712,767	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:52 pm EST	EMCORE CORPEMKR	Albert LuSr. V.P. of Engineering	2,118	—	—	15,460	—
Dec 14, 2017 DJPForm 4 →	Dec 18, 6:52 pm EST	Applied Minerals, Inc.AMNL	IBS CAPITAL LLC +210% Owner	958,778	—	—	—	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:55 pm EST	EMCORE CORPEMKR	David Gregory WojciechowskiVice President, Sales	1,260	—	—	12,884	—
Dec 14, 2017 MForm 4 →	Dec 18, 6:59 pm EST	TELEDYNE TECHNOLOGIES INCTDY	Simon M LorneDirector	13,164	—	—	0	—
Dec 14, 2017 AMForm 4 →	Dec 18, 7:01 pm EST	ITERIS, INC.ITI	Tom ThomasDirector	13,934	—	—	5,788	—
Dec 14, 2017 AMForm 4 →	Dec 18, 7:02 pm EST	ITERIS, INC.ITI	Kevin DalyDirector	13,934	—	—	5,788	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:03 pm EST	ITERIS, INC.ITI	Gerard MooneyDirector	5,788	—	—	5,788	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:04 pm EST	ITERIS, INC.ITI	Mikel H WilliamsDirector	5,788	—	—	5,788	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:04 pm EST	ITERIS, INC.ITI	Scott DeeterDirector	5,788	—	—	5,788	—
Dec 15, 2017 MForm 4 →	Dec 18, 7:17 pm EST	Intersect ENT, Inc.XENT	Lisa D EarnhardtPresident and CEO, Director	2,000	—	—	6,016	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:19 pm EST	GOODRICH PETROLEUM CORPGDP	Ronald F ColemanDirector	11,996	—	—	11,996	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:23 pm EST	GOODRICH PETROLEUM CORPGDP	Kenneth Adam LeightDirector	11,996	—	—	11,996	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:25 pm EST	GOODRICH PETROLEUM CORPGDP	Timothy D LeulietteDirector	11,996	—	—	11,996	—
Dec 15, 2017 MForm 4 →	Dec 18, 7:26 pm EST	At Home Group Inc.HOME	Becky Kay HaislipChief Accounting Officer	7,000	—	—	21,194	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:27 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Jim BarrGroup President	6,420	—	—	195	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:27 pm EST	GOODRICH PETROLEUM CORPGDP	Steven J PullyDirector	11,996	—	—	11,996	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:29 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Sharon Ruth DriscollChief Financial Officer	3,385	—	—	102	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:30 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Marianne MarckChief Information Officer	1,551	—	—	46	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:30 pm EST	GOODRICH PETROLEUM CORPGDP	Thomas M SouersDirector	11,996	—	—	11,996	—
Dec 15, 2017 MForm 4 →	Dec 18, 7:31 pm EST	Guidewire Software, Inc.GWRE	Steven P. SherryChief Sales Officer	4,777	—	—	6,657	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:32 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Ravichandra Krishnamurty SaligramCEO, Director	20,841	—	—	628	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:34 pm EST	GOODRICH PETROLEUM CORPGDP	Michael J KilleleaEVP, Gen. Counsel, Corp. Sec'y	60,398	—	—	30,199	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:34 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Darren Jeffrey WattGen. Counsel & Corp. Secretary	793	—	—	23	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:35 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Karl William WernerCh. Op. & Supp. Dev. Officer	3,042	—	—	91	—
Dec 8, 2017 JForm 4/A →	Dec 18, 7:37 pm EST	Apollo Medical Holdings, Inc.AMEH	Thomas S. LamCo-Chief Executive Officer, Director	210,076	—	—	52,263	—	amended
Dec 14, 2017 AForm 4 →	Dec 18, 7:37 pm EST	GOODRICH PETROLEUM CORPGDP	Walter G GoodrichChairman and CEO, Director	204,729	—	—	102,364	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:39 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Todd Donald WohlerChief Human Resources Officer	3,292	—	—	99	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:41 pm EST	GOODRICH PETROLEUM CORPGDP	Mark E FerchauExecutive Vice President	74,760	—	—	37,380	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:43 pm EST	GOODRICH PETROLEUM CORPGDP	Robert C Turnham Jr.President & COO, Director	204,729	—	—	102,364	—
Dec 14, 2017 AForm 4 →	Dec 18, 7:49 pm EST	GOODRICH PETROLEUM CORPGDP	Robert T BarkerVP, Controller,and CFO	40,307	—	—	20,153	—
Dec 14, 2017 MForm 4 →	Dec 18, 7:51 pm EST	NCI BUILDING SYSTEMS INCNCS	John L KuzdalPresident of Manufacturing	20,000	—	—	86,599	—	amended
Dec 14, 2017 CForm 4 →	Dec 18, 7:51 pm EST	Trade Desk, Inc.TTD	David Randall PicklesChief Technology Officer	30,000	—	—	412,883	—
Dec 14, 2017 MForm 4 →	Dec 18, 7:51 pm EST	GENOMIC HEALTH INCGHDX	Kimberly J PopovitsPresident and CEO, Director	20,000	—	—	117,900	—
Dec 14, 2017 MForm 4 →	Dec 18, 7:52 pm EST	GENOMIC HEALTH INCGHDX	Laura LeberChief Communication Officer	21,000	—	—	0	—
Dec 13, 2017 GForm 4 →	Dec 18, 7:54 pm EST	USA TECHNOLOGIES INCUSAT	Albin F MoschnerDirector	1,500	—	—	4,000	—	late
Dec 15, 2017 MForm 4 →	Dec 18, 8:02 pm EST	Coupa Software IncCOUP	Robert BernshteynChief Executive Officer, Director	56,897	—	—	35,121	—
Oct 5, 2017 MForm 4 →	Dec 18, 8:02 pm EST	PORTOLA PHARMACEUTICALS INCPTLA	Henry Ward WolffDirector	12,000	—	—	0	—	late
Dec 15, 2017 MForm 4 →	Dec 18, 8:04 pm EST	Coupa Software IncCOUP	Todd R FordChief Financial Officer	12,000	—	—	348,899	—
Dec 15, 2017 MForm 4 →	Dec 18, 8:29 pm EST	Guidewire Software, Inc.GWRE	Craig ConwayDirector	300	—	—	4,019	—
Dec 18, 2017 MForm 4 →	Dec 18, 8:48 pm EST	HOME BANCORP, INC.HBCP	John W. BordelonPresident and CEO, Director	9,000	—	—	110,500	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:05 pm EST	UR-ENERGY INCURG	W. William BobergDirector	150,000	—	—	62,000	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:06 pm EST	UR-ENERGY INCURG	James A BonnerVice President, Geology	143,428	—	—	69,196	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:06 pm EST	UR-ENERGY INCURG	John CashVP of Regulatory Affairs	160,308	—	—	77,338	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:07 pm EST	UR-ENERGY INCURG	James M. FranklinDirector	150,000	—	—	62,000	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:07 pm EST	UR-ENERGY INCURG	Penne A GoplerudSee Remarks	191,932	—	—	92,596	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:07 pm EST	UR-ENERGY INCURG	Steven M. HattenVP of Operations	168,208	—	—	81,152	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:08 pm EST	UR-ENERGY INCURG	Gary C HuberDirector	150,000	—	—	62,000	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:08 pm EST	UR-ENERGY INCURG	Jeffrey T. KlendaSee Remarks, Director	299,278	—	—	144,386	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:09 pm EST	UR-ENERGY INCURG	Paul MacdonellDirector	150,000	—	—	62,000	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:10 pm EST	UR-ENERGY INCURG	Thomas H ParkerDirector	150,000	—	—	62,000	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:11 pm EST	UR-ENERGY INCURG	Roger L. SmithCFO/Chief Admin. Officer	213,484	—	—	102,992	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:11 pm EST	UR-ENERGY INCURG	Kathy E WalkerDirector	150,000	—	—	30,000	—
Dec 18, 2017 MForm 4 →	Dec 18, 9:24 pm EST	VARIAN MEDICAL SYSTEMS INCVAR	Dow R WilsonPresident and CEO, Director	88,766	—	—	0	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:48 pm EST	AECOMACM	Daniel R. TishmanVice Chairman, Director	8,074	—	—	3,791	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:52 pm EST	AECOMACM	Gaurav KapoorSVP, Global Controller (PAO)	8,436	—	—	5,416	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:53 pm EST	AECOMACM	Steve MorrissGroup President, Design and Co	19,318	—	—	10,832	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:53 pm EST	AECOMACM	Chuan-Sheng ChiaoPresident, Asia Pacific	14,755	—	—	7,041	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:53 pm EST	AECOMACM	Randall A WotringPresident,Tech & Ops Services	43,124	—	—	27,079	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:53 pm EST	AECOMACM	Michael S BurkeChairman & CEO, Director	230,222	—	—	119,145	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:54 pm EST	AECOMACM	Daniel P McQuadePresident, Construction Srvcs.	18,238	—	—	10,832	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:54 pm EST	AECOMACM	Troy RuddEVP, CFO	30,920	—	—	21,663	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:54 pm EST	AECOMACM	Mary E FinchEVP, CHRO	8,124	—	—	8,124	—
Dec 15, 2017 AForm 4 →	Dec 18, 9:55 pm EST	AECOMACM	Carla J ChristoffersonEVP, General Counsel	16,247	—	—	16,247	—
Dec 15, 2017 AMForm 4 →	Dec 18, 9:59 pm EST	AECOMACM	John C. VollmerGroup President, MS	12,467	—	—	4,753	—
Dec 14, 2017 JPForm 4/A →	Dec 18, 9:59 pm EST	Applied Minerals, Inc.AMNL	IBS CAPITAL LLC +210% Owner	958,778	—	—	—	—
Dec 14, 2017 MForm 4 →	Dec 19, 8:54 am EST	ARCH CAPITAL GROUP LTD.ACGL	Constantine IordanouChairman & CEO, Director	39,753	—	—	13,251	—	late
Dec 15, 2017 FMForm 4 →	Dec 19, 9:10 am EST	Cardtronics plcCATM	Edward H WestChief Operations Officer	15,447	—	—	102,384	—
Dec 15, 2017 FMForm 4 →	Dec 19, 9:16 am EST	Cardtronics plcCATM	Joseph Bradley NolanEVP Global Product & Marketing	1,145	—	—	4,346	—
Dec 12, 2017 MForm 4 →	Dec 19, 9:52 am EST	EAGLE BANCORP INCEGBN	Susan G RielEVP;SEVP&COO-Subsidiary Bank, Director	6,050	—	—	0	—	late
Dec 15, 2017 MForm 4 →	Dec 19, 10:09 am EST	PNC FINANCIAL SERVICES GROUP, INC.PNC	Robert Q ReillyExecutive Vice President	19,576	—	—	741	—
Dec 5, 2017 AForm 4 →	Dec 19, 10:17 am EST	Q BioMed Inc.QBIO	William S RosenstadtChief Legal Officer, Director, 10% Owner	37,500	—	—	875,000	—	late
Dec 5, 2017 AForm 4 →	Dec 19, 10:34 am EST	Q BioMed Inc.QBIO	Denis CorinChief Executive Officer, Director, 10% Owner	37,500	—	—	575,000	—	late
Dec 15, 2017 MForm 4 →	Dec 19, 10:37 am EST	ENTERPRISE FINANCIAL SERVICES CORPEFSC	James Brian LallyPresident	2,577	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 19, 10:40 am EST	ENTERPRISE FINANCIAL SERVICES CORPEFSC	Scott Richard GoodmanPresident	1,525	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 19, 10:43 am EST	ENTERPRISE FINANCIAL SERVICES CORPEFSC	Douglas BaucheChief Credit Officer	832	—	—	0	—
Dec 18, 2017 AForm 4 →	Dec 19, 11:21 am EST	TOLL BROTHERS INCTOL	Joseph R SicreeChief Accounting Officer	2,091	—	—	2,091	—
Dec 15, 2017 MForm 4 →	Dec 19, 11:32 am EST	HUMANA INCHUM	M Todoroff ChristopherSr. VP and General Counsel	2,726	—	—	2,377	—
Dec 18, 2017 MForm 4 →	Dec 19, 11:38 am EST	ROCKWELL COLLINS INCCOL	Douglas E StenskeVP Treas & Risk Mgmt	3,287	—	—	3,240	—
Dec 15, 2017 MForm 4 →	Dec 19, 11:44 am EST	HUMANA INCHUM	William Kevin FlemingPresident, Hlthcare Svc Sgmt	1,865	—	—	3,717	—
Dec 18, 2017 AForm 4 →	Dec 19, 11:50 am EST	TOLL BROTHERS INCTOL	Edward G BoehneDirector	3,482	—	—	3,482	—
Dec 15, 2017 CForm 4 →	Dec 19, 11:53 am EST	RAVE RESTAURANT GROUP, INC.RAVE	Brian Timothy BaresDirector	—	—	—	—	—
Dec 15, 2017 AForm 4 →	Dec 19, 11:54 am EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Eugene K AlgerPresident Global Services	61	—	—	130	—
Dec 15, 2017 CForm 4 →	Dec 19, 11:56 am EST	RAVE RESTAURANT GROUP, INC.RAVE	Scott CranePresident & CEO	—	—	—	—	—
Dec 18, 2017 AForm 4 →	Dec 19, 11:56 am EST	TOLL BROTHERS INCTOL	Richard J BraemerDirector	3,066	—	—	3,066	—
Dec 15, 2017 CForm 4 →	Dec 19, 11:58 am EST	RAVE RESTAURANT GROUP, INC.RAVE	Mark E Schwarz +5Chairman, Director, 10% Owner	—	—	—	—	—
Dec 15, 2017 CForm 4 →	Dec 19, 12:01 pm EST	RAVE RESTAURANT GROUP, INC.RAVE	AMERICAN HALLMARK INSURANCE Co OF TEXAS +3Other	—	—	—	—	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:02 pm EST	HUMANA INCHUM	Jody L BilneySVP & Chief Consumer Officer	10,758	—	—	4,159	—
Dec 18, 2017 AForm 4 →	Dec 19, 12:03 pm EST	TOLL BROTHERS INCTOL	Christine GarveyDirector	3,344	—	—	3,344	—
Dec 15, 2017 AForm 4 →	Dec 19, 12:04 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Benjamin G. ClarkSenior VP - General Counsel	27	—	—	58	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:06 pm EST	NATIONAL INSTRUMENTS CORPNATI	Alexander M DavernPresident & CEO, Director	50,000	—	—	100,000	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:07 pm EST	HUMANA INCHUM	Brian A KaneSVP & Chief Financial Officer	3,071	—	—	5,366	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:09 pm EST	HUMANA INCHUM	Elizabeth D BierbowerPresident, Group Segment	1,412	—	—	2,682	—
Dec 18, 2017 AForm 4 →	Dec 19, 12:10 pm EST	TOLL BROTHERS INCTOL	Carl B MarbachDirector	3,622	—	—	3,622	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:13 pm EST	HUMANA INCHUM	Roy A BeveridgeSr. VP & Chief Medical Officer	1,935	—	—	2,836	—
Dec 15, 2017 AForm 4 →	Dec 19, 12:14 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Philip M CoughlinChief Strategy Officer	72	—	—	33	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:15 pm EST	HUMANA INCHUM	Timothy Alan WheatleyPresident, Retail Segment	1,865	—	—	3,717	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:17 pm EST	HUMANA INCHUM	Joseph William JasserSeg. President, Care Delivery	306	—	—	1,072	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:18 pm EST	HUMANA INCHUM	Bruce D BroussardPresident & CEO, Director	16,815	—	—	16,252	—
Dec 18, 2017 AForm 4 →	Dec 19, 12:22 pm EST	TOLL BROTHERS INCTOL	John A McLeanDirector	3,204	—	—	3,204	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:23 pm EST	CytomX Therapeutics, Inc.CTMX	Rachel HumphreyChief Medical Officer	15,117	—	—	262,980	—
Dec 18, 2017 MForm 4 →	Dec 19, 12:24 pm EST	ORACLE CORPORCL	Renee Jo JamesDirector	586	—	—	1,172	—
Dec 15, 2017 AForm 4 →	Dec 19, 12:26 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Christopher J. McClincySenior VP - CIO	27	—	—	58	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:26 pm EST	HUMANA INCHUM	Cynthia H ZipperleVice President, CAO,Controller	1,538	—	—	2,602	—
Dec 18, 2017 AForm 4 →	Dec 19, 12:29 pm EST	TOLL BROTHERS INCTOL	Stephen A NovickDirector	3,482	—	—	3,482	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:29 pm EST	HUMANA INCHUM	Christopher H. HunterSVP and Chief Strategy Officer	2,089	—	—	3,487	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:34 pm EST	HUMANA INCHUM	Timothy S. HuvalSenior VP & Chief HR Officer	2,726	—	—	4,159	—
Nov 27, 2017 AForm 4 →	Dec 19, 12:37 pm EST	AETHLON MEDICAL INCAEMD	Edward G BroennimanDirector	37,234	—	—	53,666	—	late
Nov 27, 2017 AForm 4 →	Dec 19, 12:37 pm EST	AETHLON MEDICAL INCAEMD	Chetan ShahDirector	37,234	—	—	53,666	—	late
Dec 18, 2017 AForm 4 →	Dec 19, 12:38 pm EST	TOLL BROTHERS INCTOL	Paul E ShapiroDirector	3,482	—	—	3,482	—
Dec 15, 2017 MForm 4 →	Dec 19, 12:39 pm EST	HUMANA INCHUM	Heidi S MargulisSenior V.P. -Corporate Affairs	2,089	—	—	3,487	—
Dec 5, 2017 GForm 4 →	Dec 19, 12:41 pm EST	COOPER COMPANIES INCCOO	Gary S PetersmeyerDirector	2,302	—	—	1,151	—	late
Dec 15, 2017 AForm 4 →	Dec 19, 12:54 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Jeffrey S MusserPresident and CEO, Director	152	—	—	322	—
Dec 18, 2017 MForm 4 →	Dec 19, 12:56 pm EST	CME GROUP INC.CME	Jack J TobinMD Chief Accounting Officer	2,325	—	—	0	—
Dec 15, 2017 AForm 4 →	Dec 19, 12:59 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Bradley S PowellSenior VP - CFO	61	—	—	130	—
Dec 18, 2017 MForm 4 →	Dec 19, 1:03 pm EST	WEBSTER FINANCIAL CORPWBS	Mark PettieDirector	1,225	—	—	18,573	—
Dec 15, 2017 MForm 4 →	Dec 19, 1:05 pm EST	HUMANA INCHUM	Brian P. LeClaireSVP & Chief Information Off.	2,280	—	—	4,159	—
Dec 12, 2017 AForm 4 →	Dec 19, 1:12 pm EST	iRhythm Technologies, Inc.IRTC	Raymond W. ScottDirector	2,189	—	—	2,189	—	late amended
Dec 15, 2017 AForm 4 →	Dec 19, 1:14 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Richard H RostanPresident - Global Geographies	54	—	—	115	—
Dec 15, 2017 AForm 4 →	Dec 19, 1:19 pm EST	EXPEDITORS INTERNATIONAL OF WASHINGTON INCEXPD	Daniel R WallPresident, Global Products	61	—	—	130	—
Dec 18, 2017 MForm 4 →	Dec 19, 1:25 pm EST	SONIC CORPSONC	Frank E Richardson IIIDirector	9,209	—	—	0	—
Dec 15, 2017 AForm 4 →	Dec 19, 1:30 pm EST	REALNETWORKS INCRNWK	Robert GlaserChairman and CEO, Director, 10% Owner	400,000	—	—	400,000	—
Dec 18, 2017 MForm 4 →	Dec 19, 1:38 pm EST	AGILENT TECHNOLOGIES INCA	Mark DoakSr. Vice President	15,567	—	—	12,421	—
Dec 15, 2017 MForm 4 →	Dec 19, 1:46 pm EST	SCHWAB CHARLES CORPSCHW	C Preston ButcherDirector	4,040	—	—	0	—
Jul 12, 2017 AForm 4/A →	Dec 19, 1:54 pm EST	UQM TECHNOLOGIES INCUQM	Donald W VanlandinghamDirector	10,706	—	—	140,299	—
Dec 18, 2017 MForm 4 →	Dec 19, 1:58 pm EST	Xylem Inc.XYL	Steven R LorangerDirector	47,712	—	—	17,139	—
Dec 15, 2017 MForm 4 →	Dec 19, 2:12 pm EST	ConnectOne Bancorp, Inc.CNOB	Frank Sorrentino IIIChairman, President & CEO, Director	22,592	—	—	0	—
Dec 15, 2017 MForm 4 →	Dec 19, 2:13 pm EST	TOMPKINS FINANCIAL CORPTMP	Francis M FetskoEVP, COO, CFO & Treasurer	1,785	—	—	788	—
Dec 15, 2017 EForm 4 →	Dec 19, 2:28 pm EST	CONCURRENT COMPUTER CORP/DECCUR	Julian D. Singer10% Owner	250	—	—	0	—
Dec 15, 2017 AForm 4 →	Dec 19, 2:42 pm EST	CYTRX CORPCYTR	Steven A KriegsmanCEO, Director	208,334	—	—	208,334	—
Dec 15, 2017 AForm 4 →	Dec 19, 2:43 pm EST	CYTRX CORPCYTR	Earl W BrienDirector	70,000	—	—	70,000	—
Dec 15, 2017 AForm 4 →	Dec 19, 2:44 pm EST	CYTRX CORPCYTR	Joel K CaldwellDirector	30,000	—	—	30,000	—
Dec 15, 2017 AForm 4 →	Dec 19, 2:45 pm EST	CYTRX CORPCYTR	John Y CalozChief Financial Officer	58,334	—	—	58,334	—
Dec 15, 2017 AForm 4 →	Dec 19, 2:46 pm EST	CYTRX CORPCYTR	Louis IgnarroDirector	30,000	—	—	30,000	—
Dec 15, 2017 MForm 4 →	Dec 19, 2:50 pm EST	CADENCE DESIGN SYSTEMS INCCDNS	Lip Bu TanCEO, Director	100,000	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 19, 3:01 pm EST	WestRock CoWRK	John A Luke Jr.Director	10,343	—	—	12,361	—
Dec 19, 2017 XForm 4 →	Dec 19, 3:17 pm EST	Howard Bancorp IncHBMD	Kenneth C. LundeenDirector	2,534	—	—	0	—
Nov 26, 2017 MForm 4/A →	Dec 19, 3:21 pm EST	WESTLAKE CHEMICAL CORPWLK	Mark Steven BenderEVP and CFO	4,407	—	—	0	—
Dec 18, 2017 MForm 4 →	Dec 19, 3:53 pm EST	Xenith Bankshares, Inc.XBKS	Ronald E. DavisEVP/CRO/Secretary	13,156	—	—	0	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.