SEC Form 4 · accession 0001127602-17-035082
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Doak
Officer — Sr. Vice President
Period of report
Dec 18, 2017
Accepted (ET)
Dec 19, 2017 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 3,146 | $39.12 | A | 71,104 | D | |
| Common Stock | Dec 18, 2017 | S | 3,146 | $68.00 | D | 67,958 | D | |
| Common Stock | Dec 18, 2017 | M | 12,421 | $40.80 | A | 80,379 | D | |
| Common Stock | Dec 18, 2017 | S | 12,421 | $68.00 | D | 67,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $39.12 | Dec 18, 2017 | M | 3,146 | D | Nov 20, 2014 | Nov 19, 2023 | Common Stock | 3,146 | 0 | D |
| Employee Stock Option (Right to Buy)F1,F3 | $40.80 | Dec 18, 2017 | M | 12,421 | D | Nov 19, 2015 | Nov 18, 2024 | Common Stock | 12,421 | 12,421 | D |
Explanation of responses
- F1Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F2The option is fully vested and exercisable
- F3The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.