SEC Form 4 · accession 0001390162-17-000064
Howard Bancorp Inc · HBMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth C. Lundeen
Director
Period of report
Dec 19, 2017
Accepted (ET)
Dec 19, 2017 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001390162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2017 | X | 490 | $11.00 | A | 136,169 | D | |
| Common Stock | Dec 19, 2017 | X | 250 | $11.50 | A | 136,419 | D | |
| Common Stock | Dec 19, 2017 | X | 549 | $10.45 | A | 136,968 | D | |
| Common Stock | Dec 19, 2017 | X | 1,245 | $10.20 | A | 138,213 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to purchase Common Stock | $11.00 | Dec 19, 2017 | X | 490 | A | Apr 15, 2008 | Apr 15, 2018 | Common Stock | 490 | 0 | D |
| Options to purchase common stock | $11.50 | Dec 19, 2017 | X | 250 | A | Jul 15, 2008 | Jul 15, 2018 | Common Stock | 250 | 0 | D |
| Options to purchase commmon stock | $10.45 | Dec 19, 2017 | X | 549 | A | Oct 1, 2008 | Oct 1, 2018 | Common Stock | 549 | 0 | D |
| Options to purchase common stock | $10.20 | Dec 19, 2017 | X | 1,245 | A | Dec 31, 2008 | Dec 31, 2018 | Common Stock | 1,245 | 0 | D |