SEC Form 4 · accession 0000899243-17-029029

C&J Energy Services, Inc. · CJ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — See Remarks

Period of report

Dec 13, 2017

Accepted (ET)

Dec 18, 2017 · 4:40 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001615817

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Dec 13, 2017	A	30,165	$0.00	A	81,049	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Performance Shares^F2	—	Dec 13, 2017	A	12,569	A	—	—	Common Stock	—	54,045	D
Non-qualified Stock Option^F3	$30.83	Dec 13, 2017	A	13,033	A	—	Dec 13, 2027	Common Stock	13,033	67,078	D

F1Represents shares of restricted stock scheduled to vest ratably on the first, second and third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through such dates as well as certain treatment upon the occurrence of certain termination events.
F2Represents performance shares scheduled to vest on the third anniversary of the grant date, subject to the grantee's continued employment with or provision of services to the issuer or its affiliates through the third anniversary of the date of grant and the achievement of certain levels of total shareholder returns (TSR) relative to a peer group established by the Compensation Committee of the Board of Directors, as well as certain treatment upon the occurrence of certain termination events.
F3Represents options scheduled to vest ratably on the first, second and third anniversary of the grant date, in each case, subject to the earlier expiration of the options and the grantee's continued employment with or provision of services to the issuer or its affiliates, as well as certain treatment upon the occurrence of certain termination events.

Chief Operating Officer