SEC Form 4/A · accession 0001615774-17-007409
Akoustis Technologies, Inc. · AKTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Jeffrey Shealy
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Sep 27, 2017
Accepted (ET)
Dec 18, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001584754
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 27, 2017 | A | 2,000 | $0.00 | A | 6,000 | I | By wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $7.12 | Sep 27, 2017 | A | 4,000 | A | — | Sep 26, 2024 | Common Stock | 4,000 | 4,000 | I |
Explanation of responses
- F1This transaction was omitted from the reporting person's original Form 4, and the holdings of the reporting person's wife were omitted from the reporting person's Form 4 filed June 6, 2017.
- F2The option vests in four equal annual installments beginning on September 27, 2018.