SEC Form 4 · accession 0001636023-17-000183
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Luke Jr.
Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 19, 2017 · 3:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | M | 2,122 | $23.65 | A | 497,557 | D | |
| Common Stock | Dec 18, 2017 | M | 6,187 | $9.02 | A | 503,744 | D | |
| Common Stock | Dec 18, 2017 | M | 1,914 | $26.99 | A | 505,658 | D | |
| Common Stock | Dec 18, 2017 | M | 120 | $23.65 | A | 505,778 | D | |
| Common StockF1 | Dec 18, 2017 | S | 10,343 | $63.6778 | D | 495,435 | D | |
| Common Stock | holding | — | — | — | 2,269 | I | By Spouse | |
| Common Stock | holding | — | — | — | 140,680 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option - right to buyF2 | $23.65 | Dec 18, 2017 | M | 2,122 | D | Jul 1, 2015 | Feb 22, 2020 | Common Stock | 2,122 | 216,514 | D |
| Stock option - right to buyF2 | $9.02 | Dec 18, 2017 | M | 6,187 | D | Jul 1, 2015 | Feb 23, 2019 | Common Stock | 6,187 | 515,090 | D |
| Stock option - right to buyF2 | $26.99 | Dec 18, 2017 | M | 1,914 | D | Jul 1, 2015 | Feb 25, 2018 | Common Stock | 1,914 | 3,834 | D |
| Stock option - right to buyF2 | $23.65 | Dec 18, 2017 | M | 120 | D | Jul 1, 2015 | Feb 22, 2020 | Common Stock | 120 | 12,361 | D |
Explanation of responses
- F1Shares sold at average price of $63.677837. Prices ranging from $63.5301 to $63.95 per share.
- F2Reflects adjustment for Ingevity Corporation spin-off on May 15, 2016.