SEC Form 4 · accession 0001127602-17-035029
Toll Brothers, Inc. · TOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph R Sicree
Officer — Chief Accounting Officer
Period of report
Dec 18, 2017
Accepted (ET)
Dec 19, 2017 · 11:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000794170
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2017 | G | 3,070 | $0.00 | D | 19,697 | D | |
| Common Stock | holding | — | — | — | 2,563 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,500 | I | children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | $0.00 | Dec 18, 2017 | A | 2,091 | A | Dec 1, 2018 | Dec 1, 2021 | Common Stock | 2,091 | 2,091 | D |
Explanation of responses
- F1Vesting 25% on 12/1/2018, 2019, 2020 and 2021. 100% of the shares are distributable on 12/1/2021.