SEC Form 4 · accession 0001144204-17-064223
UR-ENERGY INC · URG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger L. Smith
Officer — CFO/Chief Admin. Officer
Period of report
Dec 15, 2017
Accepted (ET)
Dec 18, 2017 · 9:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001375205
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common share options (right to buy)F1,F2 | $0.7013 | Dec 15, 2017 | A | 170,788 | A | — | Dec 15, 2022 | Common shares | 170,788 | 760,629 | D |
| Restricted share units (exchange for common stock)F3,F4 | — | Dec 15, 2017 | A | 42,696 | A | — | — | Common shares | 42,696 | 102,992 | D |
Explanation of responses
- F1The options were priced at $0.90 Canadian dollars. This is the U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7792) as reported by Bank of Canada on its website, www.bankofcanada.ca.
- F2Options vest from this grant and become exercisable as follows: 56,360 on December 15, 2018; 56,360 on December 15, 2019 and 58,068 on December 15, 2020.
- F3Each unit is redeemable upon vesting for one common share.
- F4Units vest and become redeemable on December 15, 2019.