SEC Form 4 · accession 0001225208-17-018857
SCHWAB CHARLES CORP · SCHW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
C Preston Butcher
Director
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 1:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000316709
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2017 | M | 4,040 | $24.58 | A | 895,518 | I | by Trust |
| Common Stock | holding | — | — | — | 4,754 | D | ||
| Common Stock | holding | — | — | — | 30,375 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) | $24.58 | Dec 15, 2017 | M | 4,040 | D | Jan 2, 2008 | Jan 2, 2018 | Common Stock | 4,040 | 0 | D |