SEC Form 4 · accession 0001234452-17-000202
QUALCOMM INC/DE · QCOM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Mollenkopf
Officer — Chief Executive Officer · Director
Period of report
Dec 18, 2017
Accepted (ET)
Dec 18, 2017 · 6:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000804328
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 18, 2017 | M | 104,172 | $0.00 | A | 450,164 | I | by Trust |
| Common StockF1 | Dec 18, 2017 | M | 93,755 | $0.00 | A | 543,919 | I | by Trust |
| Common StockF1 | Dec 18, 2017 | F | 52,179 | $65.38 | D | 491,740 | I | by Trust |
| Common StockF2,F1 | Dec 18, 2017 | F | 48,922 | $65.38 | D | 442,818 | I | by Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Dec 18, 2017 | M | 104,172 | D | — | Dec 12, 2018 | Common Stock | 104,172 | 291,685 | D |
| Restricted Stock UnitF3,F5 | — | Dec 18, 2017 | M | 93,756 | D | — | Dec 12, 2018 | Common Stock | 93,756 | 197,929 | D |
Explanation of responses
- F1Securities held by Steven M. Mollenkopf & Susan T. Mollenkopf as Trustees of the Mollenkopf Family Trust UAD June 22, 2001.
- F2Includes 202 shares acquired on January 31, 2017 and 235 shares acquired on July 31, 2017 under the Company's Employee Stock Purchase Plan.
- F3Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
- F4These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2016, 2017 and 2018.
- F5These Restricted Stock Units (and allocable dividend equivalents) vest in equal amounts on December 12, 2014, 2015, 2016, 2017 and 2018.