SEC Form 4 · accession 0001225033-17-000063

NCI BUILDING SYSTEMS INC · NCS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — President of Manufacturing

Period of report

Dec 15, 2017

Accepted (ET)

Dec 18, 2017 · 7:51 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000883902

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.01 par value	Dec 14, 2017	M	20,000	$8.85	A	133,340	D
Common Stock, $0.01 par value^F1	Dec 14, 2017	S	20,000	$19.2383	D	113,340	D
Common Stock, $0.01 par value^F2	Dec 15, 2017	A	3,932	$0.00	A	117,272	D
Common Stock, $0.01 par value	Dec 15, 2017	F	1,517	$19.30	D	115,755	D
Common Stock, $0.01 par value	Dec 15, 2017	A	11,159	$0.00	A	126,914	D
Common Stock, $0.01 par value^F3	holding	—	—		—	474	I	NCI 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Option to Purchase Common Stock^F4	$8.85	Dec 14, 2017	M	20,000	D	—	Dec 15, 2019	Common Stock, $0.01 Par Value	20,000	86,599	D

F1Represents the weighted average selling price for 20,000 shares sold within the range of $19.05 and $19.41. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2Shares of common stock received as a result of settlement of earned FY2015 PSUs.
F3Holdings calculated as of December 15, 2017.
F4The options vested in four equal installments on Dec. 15, 2010, 2011, 2012, and 2013.