SEC Form 4 · accession 0001127602-17-034997
Cardtronics plc · CATM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward H West
Officer — Chief Operations Officer
Period of report
Dec 15, 2017
Accepted (ET)
Dec 19, 2017 · 9:10 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001671013
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 15, 2017 | M | 10,546 | — | A | 33,418 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Dec 15, 2017 | F | 4,901 | D | — | — | Common Stock | 4,901 | 112,930 | D |
| Restricted Stock UnitsF1,F3 | — | Dec 15, 2017 | M | 10,546 | D | — | — | Common Stock | 10,546 | 102,384 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one common share of Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.
- F2Restricted Stock Units forfeited to cover taxes due upon vesting of Restricted Stock Units.
- F3Award granted on date of hire. Each Restricted Stock Unit converts to a common share at the rate of 25% on December 15, 2016 through 2019.