SEC Form 4 · accession 0001179110-17-015504
Liberty Tax, Inc. · TAXA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Seal
Director
Period of report
Dec 14, 2017
Accepted (ET)
Dec 18, 2017 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001528930
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy) | $10.90 | Dec 14, 2017 | A | 14,069 | A | Dec 14, 2018 | Dec 14, 2022 | Class A Common Stock | 14,069 | 14,069 | D |
| Restricted Stock UnitsF1,F2 | — | Dec 14, 2017 | A | 1,988 | A | — | — | Class A Common Stock | 1,988 | 1,988 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of Class A Common Stock.
- F2The restricted stock unit award was granted on December 14, 2017 and vests in full on December 14, 2018.