SEC Form 4 · accession 0001683168-17-003345
AETHLON MEDICAL INC · AEMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward G Broenniman
Director
Period of report
Nov 27, 2017
Accepted (ET)
Dec 19, 2017 · 12:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882291
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Nov 27, 2017 | A | 37,234 | A | — | — | Common Stock | 37,234 | 53,666 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2Restricted stock units to vest ratably on 12/31/2017 and 3/31/2018.