SEC Form 4/A · accession 0000315449-17-000076
UQM TECHNOLOGIES INC · UQM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald W Vanlandingham
Director
Period of report
Jul 12, 2017
Accepted (ET)
Dec 19, 2017 · 1:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000315449
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | Jul 12, 2017 | A | 6,839 | $0.00 | A | 138,799 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call optionsF1 | $0.87 | Jul 12, 2017 | A | 10,706 | A | Jul 12, 2017 | Jul 11, 2027 | common stock | 10,706 | 140,299 | D |
Explanation of responses
- F1The amount that was recorded on the original filed form was incorrect. The amount shown on the amended form is the correct amount.