Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 2, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

210 filings · trading day Nov 2, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 30, 2017 AForm 4 →	Nov 1, 4:07 pm EDT	ENDOLOGIX INC /DE/ELGX	John OnopchenkoChief Operating Officer	187,484	$5.30	$993,665	187,484	—	amended
Nov 1, 2017 MForm 4 →	Nov 2, 11:33 am EDT	UNITED BANKSHARES INC/WVUBSI	Richard M Adams Sr.Chairman of the Board & CEO, Director	20,000	$35.70	$714,000	10,000	—
Nov 1, 2017 AForm 4 →	Nov 2, 1:36 pm EDT	Northfield Bancorp, Inc.NFBK	Steven M KleinPresident & CEO, Director	40,000	$16.89	$675,600	40,000	—
Oct 31, 2017 MForm 4 →	Nov 1, 5:20 pm EDT	Univar Inc.UNVR	Stephen D NewlinChairman & CEO, Director	12,500	$29.75	$371,875	187,500	—
Oct 31, 2017 MForm 4 →	Nov 1, 4:11 pm EDT	UNITED BANKSHARES INC/WVUBSI	James J Consagra Jr.Chief Operating Officer	10,000	$27.77	$277,700	0	—
Oct 31, 2017 MForm 4 →	Nov 1, 4:07 pm EDT	UNITED BANKSHARES INC/WVUBSI	Craige L SmithExecutive Vice-President	5,000	$27.77	$138,850	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 11:16 am EDT	UNITED BANKSHARES INC/WVUBSI	William Mark TattersonExecutive Vice President	3,500	$35.70	$124,950	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 9:25 am EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	William G CurrieDirector	552	$113.30	$62,542	1,944	—
Oct 19, 2017 DForm 4 →	Nov 2, 2:20 pm EDT	MoSys, Inc.MOSY	Daniel Joseph O'NeilDirector	80,000	$0.75	$60,000	80,000	—	late
Oct 19, 2017 DForm 4 →	Nov 2, 2:28 pm EDT	MoSys, Inc.MOSY	Daniel Lee LewisDirector	80,000	$0.75	$60,000	80,000	—	late
Nov 1, 2017 AForm 4 →	Nov 2, 9:31 am EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Gary F GoodeDirector	482	$113.30	$54,611	30,212	—	amended
Mar 15, 2017 AForm 4 →	Nov 2, 1:01 pm EDT	BALL CorpBLL	Daniel J HeinrichDirector	960	$53.13	$51,000	1,300	—	late
Nov 1, 2017 AForm 4 →	Nov 2, 9:29 am EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	John M EnglerDirector	448	$113.30	$50,758	11,105	—	amended
Nov 1, 2017 AForm 4 →	Nov 2, 9:34 am EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Thomas Wayne RhodesDirector	440	$113.30	$49,852	10,989	—
Nov 1, 2017 AForm 4 →	Nov 2, 9:39 am EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Brian C WalkerDirector	436	$113.30	$49,399	4,631	—
Nov 1, 2017 AForm 4 →	Nov 2, 9:41 am EDT	UNIVERSAL FOREST PRODUCTS INCUFPI	Michael G. WooldridgeDirector	436	$113.30	$49,399	2,923	—
Nov 2, 2017 MForm 4 →	Nov 2, 11:54 am EDT	RBB BancorpRBB	David Richard MorrisEVP	4,500	$9.29	$41,812	24,788	—
Oct 31, 2017 AForm 4 →	Nov 1, 4:28 pm EDT	AMERICAN SOFTWARE INCAMSWA	James B Miller Jr.Director	3,000	$12.41	$37,230	3,000	—
Oct 31, 2017 AForm 4 →	Nov 2, 10:36 am EDT	AMERICAN SOFTWARE INCAMSWA	Matthew G McKennaDirector	3,000	$12.41	$37,230	3,000	—
Oct 31, 2017 AForm 4 →	Nov 2, 10:40 am EDT	AMERICAN SOFTWARE INCAMSWA	Thomas L Newberry VDirector	3,000	$12.41	$37,230	3,000	—
Oct 31, 2017 AForm 4 →	Nov 2, 10:43 am EDT	AMERICAN SOFTWARE INCAMSWA	Dennis HogueDirector	3,000	$12.41	$37,230	3,000	—
Oct 31, 2017 AForm 4 →	Nov 1, 5:04 pm EDT	SNAP-ON IncSNA	Donald J StebbinsDirector	150	$157.78	$23,667	1,808	—
Nov 1, 2017 AForm 4 →	Nov 1, 4:55 pm EDT	BERKLEY W R CORPWRB	Mark Ellwood BrockbankDirector	306	$68.59	$20,987	21,962	—
Oct 31, 2017 MForm 4 →	Nov 1, 4:39 pm EDT	ORAMED PHARMACEUTICALS INC.ORMP	David Mark SlagerDirector	16,892	$1.18	$19,926	0	—
Nov 1, 2017 JForm 4 →	Nov 1, 4:12 pm EDT	ERIE INDEMNITY COERIE	LuAnn DateshDirector	121	$127.46	$15,371	915	—	amended
Nov 1, 2017 JForm 4 →	Nov 1, 4:36 pm EDT	ERIE INDEMNITY COERIE	Charles Scott HartzDirector	121	$127.46	$15,371	13,606	—	amended
Nov 1, 2017 JForm 4 →	Nov 2, 10:11 am EDT	ERIE INDEMNITY COERIE	Brian Arden Hudson Sr.Director	121	$127.46	$15,371	247	—	amended
Nov 1, 2017 JForm 4 →	Nov 2, 10:31 am EDT	ERIE INDEMNITY COERIE	Claude C Lilly IIIDirector	121	$127.46	$15,371	14,537	—	amended
Nov 1, 2017 JForm 4 →	Nov 2, 10:46 am EDT	ERIE INDEMNITY COERIE	George R LucoreDirector	121	$127.46	$15,371	915	—	amended
Nov 1, 2017 JForm 4 →	Nov 2, 11:48 am EDT	ERIE INDEMNITY COERIE	Thomas W PalmerDirector	121	$127.46	$15,371	10,597	—	amended
Nov 1, 2017 JForm 4 →	Nov 2, 12:12 pm EDT	ERIE INDEMNITY COERIE	Martin SheffieldDirector	121	$127.46	$15,371	5,782	—	amended
Nov 1, 2017 JForm 4 →	Nov 2, 12:33 pm EDT	ERIE INDEMNITY COERIE	Richard L StoverDirector	121	$127.46	$15,371	5,782	—	amended
Oct 31, 2017 AForm 4 →	Nov 1, 5:02 pm EDT	SONOCO PRODUCTS COSON	Robert C TiedeExecutive VP & COO	218	$51.79	$11,290	27,169	—
Oct 31, 2017 MForm 4 →	Nov 2, 3:54 pm EDT	OCEANFIRST FINANCIAL CORPOCFC	Steven E BradyDirector	956	$9.37	$8,958	0	—
Oct 31, 2017 AForm 4 →	Nov 2, 11:25 am EDT	WINNEBAGO INDUSTRIES INCWGO	William C. FisherDirector	136	$49.15	$6,684	5,330	—
Oct 31, 2017 AForm 4 →	Nov 2, 11:27 am EDT	WINNEBAGO INDUSTRIES INCWGO	William C. FisherDirector	136	$49.15	$6,684	5,330	—
Oct 31, 2017 AForm 4 →	Nov 2, 11:48 am EDT	WINNEBAGO INDUSTRIES INCWGO	Martha T RodamakerDirector	136	$49.15	$6,684	10,352	—
Oct 31, 2017 AForm 4 →	Nov 2, 11:14 am EDT	WINNEBAGO INDUSTRIES INCWGO	Robert M ChiusanoDirector	98	$49.15	$4,817	23,580	—
Oct 31, 2017 AForm 4 →	Nov 1, 5:06 pm EDT	PPG INDUSTRIES INCPPG	Michael H McGarryChairman of the Board and CEO, Director	41	$116.24	$4,774	2,351	—
Oct 30, 2017 AForm 4 →	Nov 1, 5:14 pm EDT	Quotient LtdQTNT	D J Paul E CowanSee Remarks, Director	31,479	$0.125	$3,935	31,479	—
Oct 31, 2017 AForm 4 →	Nov 1, 5:07 pm EDT	PPG INDUSTRIES INCPPG	Vincent J MoralesSenior VP & CFO	11	$116.24	$1,317	310	—
Oct 31, 2017 AForm 4 →	Nov 1, 5:05 pm EDT	PPG INDUSTRIES INCPPG	Timothy M KnavishSr. VP, Industrial Coatings	10	$116.24	$1,150	6,760	—
Oct 31, 2017 AForm 4 →	Nov 1, 5:03 pm EDT	PPG INDUSTRIES INCPPG	Glenn E Bost IISr. VP & Gen. Counsel	8	$116.24	$941	682	—
Oct 31, 2017 AForm 4 →	Nov 1, 4:32 pm EDT	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	10	$40.16	$400	6,729	—
Oct 31, 2017 AForm 4 →	Nov 1, 4:25 pm EDT	Voya Financial, Inc.VOYA	Charles P NelsonCEO, Retirement	9	$40.16	$350	1,233	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:05 pm EDT	SANMINA CORPSANM	Jure SolaExecutive Chairman, Director	200,000	—	—	100,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:05 pm EDT	SANMINA CORPSANM	Robert K EulauCEO, Director	100,000	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:06 pm EDT	SANMINA CORPSANM	Alan McWILLIAMS ReidEVP, Global Human Resources	11,000	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:07 pm EDT	SANMINA CORPSANM	Dennis YoungExec VP Worldwide Sales	15,000	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:07 pm EDT	SANMINA CORPSANM	David Robert AndersonEVP & CFO	15,000	—	—	0	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:08 pm EDT	KEY TRONIC CORPKTCC	Chad Thomas OrebaughVice President of Engineering	5,000	—	—	5,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:09 pm EDT	ABIOMED INCABMD	Michael G HowleyVP, Global Sales & Marketing	10,000	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:09 pm EDT	ABIOMED INCABMD	Dorothy E PuhyDirector	13,500	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:11 pm EDT	ENTEGRIS INCENTG	Stuart TisonSVP & GM, SCEM Div.	26,310	—	—	5,497	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:11 pm EDT	Anika Therapeutics, Inc.ANIK	Thomas FinnertyChief Human Resources Officer	17,000	—	—	17,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:11 pm EDT	Synchrony FinancialSYF	Jonathan S MothnerSee remarks	1,000	—	—	5,966	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:11 pm EDT	CELGENE CORP /DE/CELG	Ernest MarioDirector	13,600	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 1, 4:12 pm EDT	WEBSTER FINANCIAL CORPWBS	Karen R OsarDirector	12,923	—	—	0	—
Oct 31, 2017 JForm 4 →	Nov 1, 4:16 pm EDT	ZIOPHARM ONCOLOGY INCZIOP	Randal J Kirk +1Director	1,161	—	—	117,288	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:16 pm EDT	PBF Energy Inc.PBF	Thomas J. NimbleyChief Executive Officer, Director	200,000	—	—	200,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:20 pm EDT	Kraton CorpKRA	Stephen E. TremblayExecutive Vice President & CFO	49,623	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:20 pm EDT	Kraton CorpKRA	Holger R. JungSVP & Polymer Seg. President	42,758	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:20 pm EDT	Kraton CorpKRA	Melinda Scissors ConleySVP & Chief HR Officer	16,253	—	—	0	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:24 pm EDT	PBF Energy Inc.PBF	C Erik YoungChief Financial Officer, SVP	110,000	—	—	110,000	—
Oct 31, 2017 MForm 4 →	Nov 1, 4:24 pm EDT	WEBSTER FINANCIAL CORPWBS	Laurence C MorseDirector	16,601	—	—	20,338	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:27 pm EDT	PBF Energy Inc.PBF	Thomas L O'ConnorSenior Vice President	100,000	—	—	100,000	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:28 pm EDT	PBF Energy Inc.PBF	Paul T DavisPresident, Western Region	100,000	—	—	100,000	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:30 pm EDT	ADVANCED MICRO DEVICES INCAMD	Dermot Mark DurcanDirector	13,944	—	—	13,944	—
Oct 30, 2017 CForm 4 →	Nov 1, 4:30 pm EDT	MULESOFT, INCMULE	Robert HortonSVP People Ops, GC & Secretary	40,000	—	—	263,737	—
Oct 30, 2017 CMForm 4 →	Nov 1, 4:31 pm EDT	MULESOFT, INCMULE	Ross Mason10% Owner	245,000	—	—	6,057,401	—
Oct 31, 2017 MForm 4 →	Nov 1, 4:32 pm EDT	Integer Holdings CorpITGR	Jennifer M BoltPresident, Electrochem	7,626	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:33 pm EDT	ECOLAB INC.ECL	Bruno LavandierSVP & Corporate Controller	59	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:36 pm EDT	Voya Financial, Inc.VOYA	Carolyn M JohnsonSee Remarks	1,726	—	—	18,986	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:39 pm EDT	Voya Financial, Inc.VOYA	Michael S SmithSee Remarks	1,027	—	—	62,127	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:39 pm EDT	HP INCHPQ	Ron CoughlinPresident, Personal Systems	50,018	—	—	46,779	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:40 pm EDT	HP INCHPQ	Enrique LoresPresident, PSS	50,018	—	—	46,779	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:40 pm EDT	HP INCHPQ	Marie MyersGlobal Controller, HFS & PAO	7,146	—	—	6,683	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:40 pm EDT	HP INCHPQ	Jon E FlaxmanChief Operating Officer	50,018	—	—	46,779	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:47 pm EDT	HUBBELL INCHUBB	Gerben BakkerGroup President, Power Systems	3,486	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 1, 4:47 pm EDT	AMERICAN EXPRESS COAXP	Ashwini GuptaPres, Crdt Risk/Glbl Info Mgt	115,000	—	—	0	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:47 pm EDT	PBF Energy Inc.PBF	Herman L SeedorfSenior Vice President	75,000	—	—	75,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:49 pm EDT	Dolby Laboratories, Inc.DLB	Steven E ForshaySVP, Advanced Technology Group	9,355	—	—	0	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:50 pm EDT	PBF Energy Inc.PBF	Trecia M CantySVP and General Counsel	75,000	—	—	75,000	—
Oct 30, 2017 AForm 4 →	Nov 1, 4:53 pm EDT	PBF Energy Inc.PBF	Matthew C. LuceyPresident	120,000	—	—	120,000	—
Oct 31, 2017 MForm 4 →	Nov 1, 4:53 pm EDT	BROWN FORMAN CORPBFA, BFB	Matthew E HamelEVP, Gen Counsel and Secretary	7,323	—	—	14,648	—
Oct 30, 2017 JForm 4 →	Nov 1, 4:55 pm EDT	BP Midstream Partners LPBPMP	BP Pipelines (North America) Inc. +2Director, 10% Owner	52,375,535	—	—	52,375,535	—
Oct 30, 2017 MForm 4 →	Nov 1, 4:56 pm EDT	BB&T CORPBBT	Donna C GoodrichSr. Executive Vice President	26,869	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:00 pm EDT	ExlService Holdings, Inc.EXLS	Rohit KapoorCEO & Vice Chairman, Director	931	—	—	55,438	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:01 pm EDT	PLEXUS CORPPLXS	Ronnie DarrochExec VP-Global Mfg & Reg Pres	3,763	—	—	0	—	amended
Oct 30, 2017 AForm 4 →	Nov 1, 5:02 pm EDT	CAMBREX CORPCBM	Steven M KloskPresident & CEO, Director	38,000	—	—	38,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:03 pm EDT	PLEXUS CORPPLXS	Dean A FoateDirector	48,650	—	—	15,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:03 pm EDT	Loxo Oncology, Inc.LOXO	Joshua H. BilenkerPresident & CEO, Director	15,000	—	—	119,690	—
Oct 31, 2017 MForm 4 →	Nov 1, 5:04 pm EDT	CRANE CO /DE/CR	Kristian Robert SalovaaraVP, Bus. Develop. & Strategy	7,000	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:04 pm EDT	PLEXUS CORPPLXS	Steven J. FrischExec VP & Chief Operating Off.	12,500	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:05 pm EDT	PLEXUS CORPPLXS	Todd P. KelseyPresident & CEO	18,650	—	—	3,500	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:06 pm EDT	Loxo Oncology, Inc.LOXO	Jacob Van NaardenChief Business Officer	3,082	—	—	119,707	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:07 pm EDT	TEXAS INSTRUMENTS INCTXN	Kevin J RitchieSr. Vice President	49,954	—	—	149,865	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:07 pm EDT	Nutanix, Inc.NTNX	David SangsterEVP, Operations	14,250	—	—	256,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:08 pm EDT	Loxo Oncology, Inc.LOXO	Jennifer BursteinVice President of Finance	1,700	—	—	44,900	—
Oct 30, 2017 AForm 4 →	Nov 1, 5:09 pm EDT	HARVARD BIOSCIENCE INCHBIO	Thomas W LoewaldDirector	87,600	—	—	87,600	—
Oct 31, 2017 MForm 4 →	Nov 1, 5:09 pm EDT	KANSAS CITY SOUTHERNKSU	Mary K StadlerSVP - Accounting	1,973	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:10 pm EDT	TEXAS INSTRUMENTS INCTXN	Bing XieSenior Vice President	17,500	—	—	0	—
Oct 30, 2017 AForm 4 →	Nov 1, 5:11 pm EDT	HARVARD BIOSCIENCE INCHBIO	Katherine A. EadeDirector	87,600	—	—	87,600	—
Oct 30, 2017 AForm 4 →	Nov 1, 5:11 pm EDT	CAMBREX CORPCBM	Shawn CavanaghEVP & COO	30,000	—	—	30,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:11 pm EDT	EQUITY RESIDENTIALEQR	Samuel ZellDirector	186,982	—	—	0	—
Oct 30, 2017 AForm 4 →	Nov 1, 5:13 pm EDT	CAMBREX CORPCBM	Tom George VadakethEVP & CFO	25,000	—	—	25,000	—
Oct 31, 2017 AForm 4 →	Nov 1, 5:13 pm EDT	Groupon, Inc.GRPN	Steve KrenzerChief Operating Officer	895,032	—	—	895,032	—
Oct 30, 2017 AForm 4 →	Nov 1, 5:14 pm EDT	CAMBREX CORPCBM	Gregory SargenEVP, Corporate Development	25,000	—	—	25,000	—
Oct 30, 2017 AForm 4 →	Nov 1, 5:15 pm EDT	CAMBREX CORPCBM	Samantha HanleyVP, General Counsel	20,000	—	—	20,000	—
Oct 31, 2017 AForm 4 →	Nov 1, 5:15 pm EDT	Groupon, Inc.GRPN	Rich WilliamsChief Executive Officer, Director	1,224,696	—	—	270,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:22 pm EDT	EXELON CORPEXC	Mayo A Shattuck IIIDirector	193,462	—	—	519,316	—
Oct 31, 2017 MForm 4 →	Nov 1, 5:26 pm EDT	PROVIDENT FINANCIAL SERVICES INCPFS	Edward OdonnellDirector	3,000	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 1, 5:28 pm EDT	II-VI INCIIVI	Francis J KramerDirector	25,000	—	—	60,050	—
Oct 30, 2017 DForm 4 →	Nov 1, 5:32 pm EDT	Western Refining Logistics, LPWNRL	Michael C LinnDirector	2,923	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 5:33 pm EDT	ALNYLAM PHARMACEUTICALS, INC.ALNY	Akshay VaishnawEVP, R&D	33,666	—	—	0	—
Oct 30, 2017 DForm 4 →	Nov 1, 5:34 pm EDT	Western Refining Logistics, LPWNRL	David D KinderDirector	2,923	—	—	0	—
Oct 30, 2017 DForm 4 →	Nov 1, 5:36 pm EDT	Western Refining Logistics, LPWNRL	Andrew L AtterburyDirector	2,923	—	—	0	—
Oct 26, 2017 MForm 4 →	Nov 1, 5:38 pm EDT	TERRAFORM GLOBAL, INC.GLBL	Yana KravtsovaSVP, General Counsel & Sec.	5,580	—	—	55,491	—	late
Nov 1, 2017 AForm 4 →	Nov 1, 5:46 pm EDT	NOVELION THERAPEUTICS INC.NVLN	Jeffrey HackmanExec. VP and COO	135,000	—	—	135,000	—
Oct 31, 2017 MForm 4 →	Nov 1, 6:19 pm EDT	ServiceNow, Inc.NOW	Frank SlootmanDirector	150,000	—	—	431,996	—
Oct 30, 2017 AForm 4 →	Nov 1, 6:19 pm EDT	Pershing Gold Corp.PGLC	Pamela L SaxtonDirector	8,621	—	—	8,621	—
Oct 31, 2017 AForm 4 →	Nov 1, 6:22 pm EDT	STERICYCLE INCSRCL	John PatienceDirector	141	—	—	1,776	—
Nov 1, 2017 MForm 4 →	Nov 1, 6:41 pm EDT	FEDEX CORPFDX	Kim JabalDirector	3,980	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 1, 6:43 pm EDT	STERICYCLE INCSRCL	Thomas D BrownDirector	158	—	—	303	—
Oct 30, 2017 MForm 4 →	Nov 1, 6:45 pm EDT	TRIMBLE INC.TRMB	Steven W BerglundPresident & CEO, Director	200,000	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 6:46 pm EDT	TRIMBLE INC.TRMB	Ronald S. NersesianDirector	55,000	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 1, 6:51 pm EDT	QUALITY SYSTEMS, INCQSII	David A MetcalfeChief Technology Officer	140,000	—	—	140,000	—
Oct 31, 2017 AForm 4 →	Nov 1, 6:52 pm EDT	QUALITY SYSTEMS, INCQSII	James Robert Arnold Jr.Chief Financial Officer	175,000	—	—	175,000	—
Oct 31, 2017 AForm 4 →	Nov 1, 6:52 pm EDT	QUALITY SYSTEMS, INCQSII	John R FrantzCEO and President, Director	460,000	—	—	460,000	—
Oct 31, 2017 AForm 4 →	Nov 1, 6:52 pm EDT	QUALITY SYSTEMS, INCQSII	Scott E BostickChief Operating Officer	140,000	—	—	140,000	—
Oct 31, 2017 AForm 4 →	Nov 1, 6:54 pm EDT	STERICYCLE INCSRCL	Jack W SchulerDirector	141	—	—	1,776	—
Oct 31, 2017 MForm 4 →	Nov 1, 7:29 pm EDT	ALIGN TECHNOLOGY INCALGN	C Raymond Larkin Jr.Director	15,000	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 1, 7:30 pm EDT	CAMBIUM LEARNING GROUP, INC.ABCD	John F CampbellCEO, Director	15,000	—	—	500,000	—
Oct 31, 2017 MForm 4 →	Nov 1, 7:37 pm EDT	Everi Holdings Inc.EVRI	Geoffrey P JudgeDirector	30,000	—	—	0	—
Oct 31, 2017 MForm 4/A →	Nov 1, 7:38 pm EDT	SCHWAB CHARLES CORPSCHW	Nigel J MurtaghEVP - Corporate Risk	8,000	—	—	10,110	—
Oct 30, 2017 AForm 4 →	Nov 1, 7:41 pm EDT	ONE Group Hospitality, Inc.STKS	Emanuel N HilarioPresident & CEO, Director	300,000	—	—	300,000	—
Oct 31, 2017 MForm 4 →	Nov 1, 7:50 pm EDT	RESMED INCRMD	Michael J. FarrellChief Executive Officer	3,300	—	—	0	—
Oct 30, 2017 CForm 4 →	Nov 1, 7:52 pm EDT	HOULIHAN LOKEY, INC.HLI	Scott Joseph AdelsonCO-PRESIDENT, Director	90,683	—	—	0	—
Oct 30, 2017 CForm 4 →	Nov 1, 7:56 pm EDT	HOULIHAN LOKEY, INC.HLI	J Lindsey AlleyCHIEF FINANCIAL OFFICER	17,369	—	—	0	—
Oct 30, 2017 CForm 4 →	Nov 1, 7:59 pm EDT	HOULIHAN LOKEY, INC.HLI	Scott L BeiserCHIEF EXECUTIVE OFFICER, Director, 10% Owner	78,108	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 8:04 pm EDT	Intra-Cellular Therapies, Inc.ITCI	Sharon MatesChairman, President & CEO, Director	18,750	—	—	0	—
Oct 30, 2017 CForm 4 →	Nov 1, 8:05 pm EDT	HOULIHAN LOKEY, INC.HLI	Christopher M CrainGENERAL COUNSEL	6,063	—	—	0	—
Oct 30, 2017 CForm 4 →	Nov 1, 8:06 pm EDT	HOULIHAN LOKEY, INC.HLI	David A PreiserCO-PRESIDENT, Director	49,478	—	—	0	—
Oct 30, 2017 CForm 4 →	Nov 1, 8:08 pm EDT	HOULIHAN LOKEY, INC.HLI	Irwin GoldEXECUTIVE CHAIRMAN, Director, 10% Owner	102,314	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 1, 8:12 pm EDT	Huntsman CORPHUN	Anthony P HankinsCEO Asia Pacific and Div Pres	80,000	—	—	146,735	—
Oct 31, 2017 MForm 4 →	Nov 1, 8:12 pm EDT	Huntsman CORPHUN	David M StrykerExec VP, GC and Sec	15,000	—	—	69,184	—
Oct 30, 2017 MForm 4 →	Nov 1, 8:13 pm EDT	Huntsman CORPHUN	J Kimo EsplinExec VP, Strategy & Investment	428,571	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 1, 8:23 pm EDT	Telenav, Inc.TNAV	Randy L. OrtizDirector	40,000	—	—	40,000	—
Oct 31, 2017 MForm 4 →	Nov 1, 8:28 pm EDT	Echo Global Logistics, Inc.ECHO	David B MenzelPresident & COO	57,500	—	—	80,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 8:52 pm EDT	IRON MOUNTAIN INCIRM	Theodore MacLeanEVP & Chief Marketing Officer	4,226	—	—	0	—
Oct 31, 2017 AForm 4 →	Nov 1, 8:54 pm EDT	Performant Financial CorpPFMT	Jeffrey HaughtonChief Operating Officer	100,000	—	—	40,000	—
Oct 30, 2017 MForm 4 →	Nov 1, 9:02 pm EDT	Restaurant Brands International Inc.QSR	Daniel S SchwartzChief Executive Officer, Director	1,563,152	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 9:21 pm EDT	WESTERN DIGITAL CORPWDC	Matthew E MassengillDirector	2,164	—	—	0	—
Oct 30, 2017 MForm 4 →	Nov 1, 9:21 pm EDT	WESTERN DIGITAL CORPWDC	Kathleen A CoteDirector	1,595	—	—	0	—
Nov 1, 2017 CJForm 4 →	Nov 1, 9:30 pm EDT	Restaurant Brands International Inc.QSR	3G Restaurant Brands Holdings General Partner Ltd. +110% Owner	27,151,782	—	—	209,115,908	—
Oct 30, 2017 AForm 4 →	Nov 1, 9:35 pm EDT	TRAVELZOOTZOO	Holger BartelGlobal Chief Executive Officer	400,000	—	—	800,000	—
Oct 31, 2017 MForm 4 →	Nov 2, 9:19 am EDT	CABOT MICROELECTRONICS CORPCCMP	William S JohnsonExecutive Vice President, CFO	17,594	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 9:30 am EDT	FIRST SOUTH BANCORP INC /VA/FSBK	Bruce W ElderPresident & CEO, Director	20,000	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 9:31 am EDT	FIRST SOUTH BANCORP INC /VA/FSBK	Sherry L CorrellExecutive Vice President	11,500	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 9:31 am EDT	FIRST SOUTH BANCORP INC /VA/FSBK	Paul S JaberExecutive Vice President	7,500	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 9:31 am EDT	FIRST SOUTH BANCORP INC /VA/FSBK	Scott Charles McLeanEVP & CFO	10,000	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 9:31 am EDT	FIRST SOUTH BANCORP INC /VA/FSBK	John F Nicholson Jr.Executive Vice President	6,000	—	—	0	—
Nov 1, 2017 DForm 4 →	Nov 2, 9:31 am EDT	FIRST SOUTH BANCORP INC /VA/FSBK	J Randy WoodsonExecutive Vice President	35,500	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 9:31 am EDT	ERIE INDEMNITY COERIE	Elizabeth A VorsheckDirector, 10% Owner	121	—	—	9,544	—
Oct 31, 2017 MForm 4 →	Nov 2, 9:38 am EDT	GLATFELTER P H COGLT	Dante C ParriniChairman, President and CEO, Director	45,760	—	—	0	—
Nov 1, 2017 JForm 4 →	Nov 2, 9:39 am EDT	VECTREN CORPVVC	Jean L WojtowiczDirector	98	—	—	14,224	—
Oct 31, 2017 MForm 4 →	Nov 2, 9:47 am EDT	GLATFELTER P H COGLT	John P JacunskiExec VP, CFO, Bus. Unit Pres.	27,250	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 9:56 am EDT	GLATFELTER P H COGLT	David C ElderVice Pres, Finance	18,270	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 10:15 am EDT	3M COMMM	Ippocratis VrohidisVP CAO	1,725	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 10:26 am EDT	VICOR CORPVICR	Barry KelleherDirector	4,022	—	—	97,340	—
Nov 2, 2017 MForm 4/A →	Nov 2, 10:56 am EDT	NEW JERSEY RESOURCES CORPNJR	Laurence M DownesChairman, President & CEO, Director	36,405	—	—	0	—
Nov 1, 2017 AForm 4 →	Nov 2, 11:34 am EDT	RLI CORPRLI	Jonathan E MichaelPresident & CEO, Director	15,000	—	—	15,000	—
Nov 1, 2017 MForm 4 →	Nov 2, 11:47 am EDT	BALL CorpBLL	John A HayesCHAIRMAN, PRESIDENT & C.E.O.., Director	15,090	—	—	30,190	—
Nov 1, 2017 AForm 4 →	Nov 2, 11:50 am EDT	Sienna Biopharmaceuticals, Inc.SNNA	Kristina BurowDirector	5,315	—	—	5,315	—
Nov 1, 2017 AForm 4 →	Nov 2, 11:51 am EDT	Sienna Biopharmaceuticals, Inc.SNNA	Keith R LeonardDirector	5,315	—	—	5,315	—
Nov 1, 2017 MForm 4 →	Nov 2, 11:52 am EDT	TE Connectivity Ltd.TEL	Thomas J LynchExecutive Chairman, Director	130,617	—	—	130,617	—
Nov 1, 2017 AForm 4 →	Nov 2, 11:52 am EDT	Sienna Biopharmaceuticals, Inc.SNNA	Robert NelsenDirector, 10% Owner	5,315	—	—	5,315	—
Nov 1, 2017 MForm 4 →	Nov 2, 11:59 am EDT	Digimarc CORPDMRC	Bruce L DavisChairman and CEO	5,000	—	—	45,000	—
Nov 1, 2017 AForm 4 →	Nov 2, 12:00 pm EDT	BIOLASE, INCBIOL	Richard B. LanmanDirector	135,333	—	—	135,333	—
Nov 1, 2017 MForm 4 →	Nov 2, 12:42 pm EDT	ICHOR HOLDINGS, LTD.ICHR	Maurice Eugene CarsonPresident, CFO, and Secretary, Director	12,300	—	—	147,889	—
Nov 2, 2017 MForm 4 →	Nov 2, 1:35 pm EDT	TRANSENTERIX INC.TRXC	Todd PopePresident and CEO, Director	80,000	—	—	282,703	—
Nov 1, 2017 MForm 4 →	Nov 2, 1:38 pm EDT	VIASAT INCVSAT	John P StenbitDirector	700	—	—	1,500	—
Nov 1, 2017 MForm 4 →	Nov 2, 2:01 pm EDT	VOLT INFORMATION SCIENCES, INC.VISI	Nancy T AvedissianSVP/General Counsel/Corp Sec.	2,476	—	—	4,953	—
Nov 1, 2017 MForm 4 →	Nov 2, 2:13 pm EDT	FIVE PRIME THERAPEUTICS INCFPRX	William R RingoDirector	600	—	—	16,600	—
Oct 31, 2017 MForm 4 →	Nov 2, 2:20 pm EDT	SANDERSON FARMS INCSAFM	Lampkin ButtsPresident and COO, Director	11,623	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 2:20 pm EDT	SANDERSON FARMS INCSAFM	D Michael CockrellTreasurer and CFO, Director	9,201	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 2:21 pm EDT	SANDERSON FARMS INCSAFM	Tim RigneyController/Secretary	969	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 2:21 pm EDT	SANDERSON FARMS INCSAFM	Joe F Sanderson Jr.CEO, Chairman of the Board, Director	44,067	—	—	0	—
Oct 26, 2017 AForm 4 →	Nov 2, 2:26 pm EDT	LIGHTBRIDGE CorpLTBR	Andrey MushakovEVP - Intl Nuclear Operations	301,105	—	—	509,245	—	late
Oct 26, 2017 AForm 4 →	Nov 2, 2:26 pm EDT	LIGHTBRIDGE CorpLTBR	Seth GraePresident and CEO, Director	482,776	—	—	941,935	—	late
Oct 26, 2017 AForm 4 →	Nov 2, 2:26 pm EDT	LIGHTBRIDGE CorpLTBR	Victor E AlessiDirector	44,221	—	—	74,360	—	late
Oct 26, 2017 AForm 4 →	Nov 2, 2:27 pm EDT	LIGHTBRIDGE CorpLTBR	Daniel B MagrawDirector	44,221	—	—	74,360	—	late
Oct 26, 2017 AForm 4 →	Nov 2, 2:27 pm EDT	LIGHTBRIDGE CorpLTBR	Thomas Graham Jr.Chairman, Director	44,221	—	—	71,813	—	late
Oct 26, 2017 AForm 4 →	Nov 2, 2:27 pm EDT	LIGHTBRIDGE CorpLTBR	Kathleen TownsendDirector	46,548	—	—	79,462	—	late
Oct 26, 2017 AForm 4 →	Nov 2, 2:27 pm EDT	LIGHTBRIDGE CorpLTBR	Linda Joan ZwobotaCFO	201,027	—	—	291,536	—	late
Nov 1, 2017 MForm 4 →	Nov 2, 2:47 pm EDT	TOMPKINS FINANCIAL CORPTMP	Stephen S RomainePresident & CEO, Director	16,501	—	—	0	—
Nov 2, 2017 MForm 4 →	Nov 2, 2:50 pm EDT	SCHWAB CHARLES CORPSCHW	Terri R KallsenEVP - Investor Services	1,981	—	—	1,982	—
Oct 31, 2017 AForm 4 →	Nov 2, 3:06 pm EDT	Global Water Resources, Inc.GWRS	David C TedescoDirector	90	—	—	37,017	—
Nov 2, 2011 AForm 4 →	Nov 2, 2017, 3:07 pm EDT	COGNEX CORPCGNX	jeffrey benjamin millerDirector	15,000	—	—	15,000	—	late
Oct 31, 2017 AForm 4 →	Nov 2, 3:09 pm EDT	Global Water Resources, Inc.GWRS	Ronnie L FlemingPresident and CEO, Director	51	—	—	20,990	—
Oct 31, 2017 AForm 4 →	Nov 2, 3:12 pm EDT	Global Water Resources, Inc.GWRS	L Rita TheilDirector	114	—	—	46,655	—
Oct 31, 2017 AForm 4 →	Nov 2, 3:13 pm EDT	Global Water Resources, Inc.GWRS	Richard M AlexanderDirector	38	—	—	15,696	—
Oct 31, 2017 AForm 4 →	Nov 2, 3:14 pm EDT	Global Water Resources, Inc.GWRS	Michael J LiebmanCFO and Corporate Secretary	32	—	—	13,042	—
Oct 15, 2017 AForm 4/A →	Nov 2, 3:16 pm EDT	NEW JERSEY RESOURCES CORPNJR	Stephen D WesthovenSenior V.P., Subsidiaries	43,687	—	—	0	—
Nov 1, 2017 MForm 4 →	Nov 2, 3:19 pm EDT	AMERISOURCEBERGEN CORPABC	Steven H CollisChairman, President & CEO, Director	21,350	—	—	240,767	—
Oct 31, 2017 MForm 4 →	Nov 2, 3:34 pm EDT	PRAXAIR INCPX	Nance K DiccianiDirector	6,146	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 3:35 pm EDT	PRAXAIR INCPX	Edward G GalanteDirector	3,885	—	—	0	—
Oct 31, 2017 MForm 4 →	Nov 2, 3:39 pm EDT	BANK MUTUAL CORPBKMU	Gregory A LarsonSenior VP of Bank Mutual	17,900	—	—	32,100	—
Nov 1, 2017 AForm 4 →	Nov 2, 3:46 pm EDT	SONOCO PRODUCTS COSON	John M FlorenceVP, Gnl Council, Secretary	2,010	—	—	2,010	—
Oct 31, 2017 MForm 4 →	Nov 2, 3:49 pm EDT	RYDER SYSTEM INCR	Dennis C CookePresident, Global FMS	32,328	—	—	15,625	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.