SEC Form 4 · accession 0001104659-17-065320
IRON MOUNTAIN INC · IRM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore MacLean
Officer — EVP & Chief Marketing Officer
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001020569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.01 per shareF1 | Oct 30, 2017 | M | 4,226 | $0.00 | A | 11,716 | D | |
| Common Stock, par value $.01 per share | Oct 30, 2017 | F | 1,537 | $39.95 | D | 10,179 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Oct 30, 2017 | M | 4,226 | D | — | — | Common Stock | 4,226 | 0 | D |
Explanation of responses
- F1This acquisition is reported to reflect the partial vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on October 28, 2014.
- F2Each RSU represents a contingent right to receive one share of Iron Mountain Incorporated common stock ("Common Stock").
- F3The RSUs, representing a contingent right to receive a total of 12,652 shares of Common Stock, were granted to the Reporting Person on October 28, 2014 and have vested in full.