SEC Form 4 · accession 0001179110-17-013640
Everi Holdings Inc. · EVRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Geoffrey P Judge
Director
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 7:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001318568
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2017 | M | 10,000 | $6.87 | A | 69,672 | D | |
| Common StockF1 | Oct 31, 2017 | S | 10,000 | $8.35 | D | 59,672 | D | |
| Common StockF1 | Oct 31, 2017 | M | 10,000 | $6.87 | A | 69,672 | D | |
| Common StockF1 | Oct 31, 2017 | S | 10,000 | $8.38 | D | 59,672 | D | |
| Common StockF1 | Oct 31, 2017 | M | 10,000 | $6.87 | A | 69,672 | D | |
| Common StockF1 | Oct 31, 2017 | S | 10,000 | $8.35 | D | 59,672 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2,F4,F3 | $6.87 | Oct 31, 2017 | M | 10,000 | D | — | Feb 7, 2018 | Common Stock | 10,000 | 20,000 | D |
| Stock Option (Right to Buy)F1,F2,F4,F3 | $6.87 | Oct 31, 2017 | M | 10,000 | D | — | Feb 7, 2018 | Common Stock | 10,000 | 10,000 | D |
| Stock Option (Right to Buy)F1,F2,F4,F3 | $6.87 | Oct 31, 2017 | M | 10,000 | D | — | Feb 7, 2018 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1The options exercised and shares traded in this filing were effected pursuant to a 10b5-1 plan adopted by the reporting person on August 14, 2017. The plan provides for a maximum number of 100,000 options to be exercised and shares traded periodically through February 2018 in accordance with the plan. With the transactions included in this filing, the orders committed to the current 10b5-1 plan have been fully executed.
- F2The options subject to the transaction(s) reported on this Form 4 would have expired within the next twelve months, unless they are traded pursuant to the plan.
- F3The options, representing a right to purchase a total of 100,000 shares, became exercisable periodically over a period of four years beginning on the date of grant.
- F4The options subject to the transaction(s) reported on this Form 4 were executed at a range of stock prices between $8.17 and $8.80.