SEC Form 4 · accession 0001209191-17-058635
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd P. Kelsey
Officer — President & CEO
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Oct 30, 2017 | M | 3,250 | $38.24 | A | 58,425 | D | |
| Common Stock, $.01 par value | Oct 30, 2017 | M | 3,718 | $36.955 | A | 62,143 | D | |
| Common Stock, $.01 par value | Oct 30, 2017 | M | 2,150 | $30.19 | A | 64,293 | D | |
| Common Stock, $.01 par valueF1 | Oct 30, 2017 | S | 9,118 | $61.168 | D | 55,175 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 2,532 | $36.955 | A | 57,707 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,000 | $36.79 | A | 58,707 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 2,000 | $31.70 | A | 60,707 | D | |
| Common Stock, $.01 par valueF2 | Oct 31, 2017 | S | 5,532 | $61.5212 | D | 55,175 | D | |
| Common Stock, $.01 par value | Nov 1, 2017 | M | 2,000 | $36.79 | A | 57,175 | D | |
| Common Stock, $.01 par value | Nov 1, 2017 | M | 2,000 | $31.70 | A | 59,175 | D | |
| Common Stock, $.01 par valueF3 | Nov 1, 2017 | S | 4,000 | $61.7125 | D | 55,175 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF4 | $38.24 | Oct 30, 2017 | M | 3,250 | D | — | Apr 23, 2020 | Common Stock | 3,250 | 0 | D |
| Options to BuyF4 | $36.955 | Oct 30, 2017 | M | 3,718 | D | — | Apr 25, 2021 | Common Stock | 3,718 | 2,532 | D |
| Options to BuyF4 | $30.19 | Oct 30, 2017 | M | 2,150 | D | — | Jul 25, 2021 | Common Stock | 2,150 | 0 | D |
| Options to BuyF4 | $36.955 | Oct 31, 2017 | M | 2,532 | D | — | Apr 25, 2021 | Common Stock | 2,532 | 0 | D |
| Options to BuyF4 | $36.79 | Oct 31, 2017 | M | 1,000 | D | — | Jan 23, 2022 | Common Stock | 1,000 | 6,500 | D |
| Options to BuyF4 | $31.70 | Oct 31, 2017 | M | 2,000 | D | — | Apr 23, 2022 | Common Stock | 2,000 | 5,500 | D |
| Options to BuyF4 | $36.79 | Nov 1, 2017 | M | 2,000 | D | — | Jan 23, 2022 | Common Stock | 2,000 | 4,500 | D |
| Options to BuyF4 | $31.70 | Nov 1, 2017 | M | 2,000 | D | — | Apr 23, 2022 | Common Stock | 2,000 | 3,500 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $60.99 to $61.50 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $61.42 to $61.69 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $61.69 to $61.78 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.