SEC Form 4 · accession 0001628280-17-010539
PROVIDENT FINANCIAL SERVICES INC · PFS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward Odonnell
Director
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001178970
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2017 | M | 3,000 | $12.54 | A | 91,335 | D | |
| Common Stock | Oct 31, 2017 | S | 2,523 | $27.30 | D | 88,812 | D | |
| Common Stock | Oct 31, 2017 | S | 477 | $27.29 | D | 88,335 | D | |
| Common Stock | Oct 18, 2017 | G | 3,000 | $0.00 | D | 85,335 | D | |
| Common Stock | holding | — | — | — | 3,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF1 | $12.54 | Oct 31, 2017 | M | 3,000 | D | Jan 29, 2009 | Jan 29, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Reflects exercise of options that expire on January 29, 2018.