SEC Form 4 · accession 0001104659-17-065196
SANMINA CORP · SANM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan McWILLIAMS Reid
Officer — EVP, Global Human Resources
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2017 | M | 4,000 | $0.00 | A | 27,926 | D | |
| Common Stock | Oct 30, 2017 | M | 7,000 | $0.00 | A | 34,926 | D | |
| Common Stock | Oct 30, 2017 | M | 5,000 | $0.00 | A | 39,926 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance RightsF4,F1 | — | Oct 30, 2017 | M | 4,000 | D | — | Dec 31, 2018 | Common Stock | 4,000 | 7,000 | D |
| Performance RightsF4,F2 | — | Oct 30, 2017 | M | 7,000 | D | — | Dec 31, 2018 | Common Stock | 7,000 | 0 | D |
Explanation of responses
- F1PERFORMANCE CRITERIA UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 16, 2015 ACHIEVED. AS A RESULT, SHARES WILL VEST IN FULL ON NOVEMBER 16, 2018.
- F2PERFORMANCE CRITERIA UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 16, 2015 ACHIEVED. AS A RESULT, SHARES WILL VEST IN FULL ON NOVEMBER 16, 2019.
- F3PERFORMANCE CRITERIA UNDER PERFORMANCE STOCK UNITS GRANTED ON NOVEMBER 15, 2016 ACHIEVED. AS A RESULT, SHARES WILL VEST IN FULL ON NOVEMBER 15, 2019.
- F4EACH PERFORMANCE RIGHT REPRESENTS A CONTINGENT RIGHT TO RECEIVE ONE SHARE OF SANMINA CORPORATION COMMON STOCK.