SEC Form 4 · accession 0001209191-17-058614

MULESOFT, INC · MULE

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Oct 30, 2017

Accepted (ET)

Nov 1, 2017 · 4:31 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001374684

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1	Oct 30, 2017	C	125,000	—	A	125,000	D
Class A Common Stock^F3	Oct 30, 2017	S	124,800	$23.2675	D	200	D
Class A Common Stock^F4	Oct 30, 2017	S	200	$23.9175	D	0	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option^F5	$0.135	Oct 30, 2017	M	60,000	D	—	Jul 1, 2020	Class B Common Stock	60,000	510,014	D
Class B Common Stock^F1	$0.135	Oct 30, 2017	M	60,000	A	—	—	Class A Common Stock	60,000	6,182,401	D
Class B Common Stock^F1	—	Oct 30, 2017	C	125,000	D	—	—	Class A Common Stock	125,000	6,057,401	D

F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2017.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.91 to $23.905, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sole at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.91 to $23.925, inclusive.
F5Shares subject to the option are fully vested and immediately exercisable.