SEC Form 4 · accession 0000801337-17-000137
WEBSTER FINANCIAL CORP · WBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Laurence C Morse
Director
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000801337
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2017 | M | 11,516 | $25.15 | A | 36,036 | D | |
| Common Stock | Oct 31, 2017 | M | 5,085 | $5.14 | A | 41,121 | D | |
| Common StockF1 | Oct 31, 2017 | S | 16,601 | $55.0028 | D | 24,520 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $25.15 | Oct 31, 2017 | M | 11,516 | D | Apr 24, 2009 | Apr 24, 2018 | Common Stock | 11,516 | 0 | D |
| Stock Option | $5.14 | Oct 31, 2017 | M | 5,085 | D | Apr 23, 2010 | Apr 23, 2019 | Common Stock | 5,085 | 20,338 | D |
Explanation of responses
- F1The reporting person sold 16,601 shares of Webster Common Stock at prices ranging from $55.00 to $55.03. Full information regarding the number of shares sold at each separate price will be provided upon request.