SEC Form 4 · accession 0001490281-17-000145
Groupon, Inc. · GRPN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rich Williams
Officer — Chief Executive Officer · Director
Period of report
Oct 31, 2017
Accepted (ET)
Nov 1, 2017 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001490281
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Oct 31, 2017 | A | 954,696 | A | Oct 31, 2018 | — | Common Stock | 954,696 | 954,696 | D |
| Restricted Stock UnitsF1,F3 | — | Oct 31, 2017 | A | 270,000 | A | Oct 31, 2020 | — | Common Stock | 270,000 | 270,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Common Stock.
- F2The restricted stock units reported on this line will vest in five equal annual installments beginning on October 31, 2018, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.
- F3180,000 of the restricted stock units reported on this line will vest on October 31, 2020, and 90,000 of the restricted stock units reported on this line will vest on October 31, 2021, in each case subject to Mr. Williams' continued employment with the Company through each vesting date.