SEC Form 4 · accession 0001321646-17-000145
Kraton Corp · KRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melinda Scissors Conley
Officer — SVP & Chief HR Officer
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 4:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001321646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2017 | M | 8,136 | $23.84 | A | 34,844 | D | |
| Common StockF1 | Oct 30, 2017 | S | 8,136 | $48.35 | D | 26,708 | D | |
| Common Stock | Oct 31, 2017 | M | 8,117 | $27.98 | A | 34,825 | D | |
| Common StockF2 | Oct 31, 2017 | S | 8,117 | $49.03 | D | 26,708 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Options (Right to Buy)F3 | $23.84 | Oct 30, 2017 | M | 8,136 | D | — | Mar 4, 2023 | Common Stock | 8,136 | 0 | D |
| Employee Options (Right to Buy)F4 | $27.98 | Oct 31, 2017 | M | 8,117 | D | — | Mar 3, 2024 | Common Stock | 8,117 | 0 | D |
Explanation of responses
- F1The price in column 4 is a weighted average. The prices actually received ranged from $48.35 to $48.38. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakesto provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F2The price in column 4 is a weighted average. The prices actually received ranged from $49.02 to $49.12. For all transactions reported in this Form 4 utilizing a weighted average price, the reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- F3The options became exerciseable in equal installments on each of the first three anniversaries of March 4, 2013.
- F4The options became exerciseable in equal installments on each of the first three anniversaries of March 3, 2014.