SEC Form 4 · accession 0001104659-17-065315

Echo Global Logistics, Inc. · ECHO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President & COO

Period of report

Oct 31, 2017

Accepted (ET)

Nov 1, 2017 · 8:28 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001426945

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 31, 2017	M	37,500	$11.72	A	187,822	D
Common Stock^F1	Oct 31, 2017	S	37,500	$23.9793	D	150,322	D
Common Stock	Nov 1, 2017	M	20,000	$11.31	A	170,322	D
Common Stock^F2	Nov 1, 2017	S	20,000	$23.7897	D	150,322	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F3	$11.72	Oct 31, 2017	M	37,500	D	Apr 7, 2008	Apr 7, 2018	Common Stock	37,500	0	D
Stock Option (Right to Buy)^F4	$11.31	Nov 1, 2017	M	20,000	D	Feb 26, 2011	Feb 26, 2020	Common Stock	20,000	80,000	D

F1The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $23.75 and $24.2198 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
F2The price is the weighted average price for the transactions reported on this line. The range of prices for the transactions reported on this line is between $23.60 and $24.1 per share. Complete information regarding the number of shares sold at each separate price will be provided upon request by the Commission Staff, the issuer or a security holder of the issuer.
F3Date at which first vesting occurs is indicated. 20,000 of the shares originally subject to the option became exercisable at the first vesting date, and the remaining 62,500 shares became exercisable in annual installments of 12,500 beginning on April 7, 2009. Following this transaction, all shares subject to this option have been sold.
F4Date at which first vesting occurs is indicated. 20,000 of the shares originally subject to the option became exercisable at the first vesting date, and the remaining 80,000 shares became exercisable in annual installments of 20,000 beginning on February 26, 2012.