SEC Form 4 · accession 0000864749-17-000069
TRIMBLE INC. · TRMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven W Berglund
Officer — President & CEO · Director
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 6:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000864749
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2017 | M | 200,000 | $21.53 | A | 350,489 | D | |
| Common StockF2 | Oct 30, 2017 | S | 200,000 | $40.45 | D | 150,489 | D | |
| Common Stock | holding | — | — | — | 142,060 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF3 | $21.53 | Oct 30, 2017 | M | 200,000 | D | — | May 3, 2018 | Common Stock | 200,000 | 0 | D |
Explanation of responses
- F1The sale was effected by Mr. Berglund to a rule 10b5-1 sale plan effective May 1, 2017
- F2The price reported is the weighted average sale price of shares occurring at prices ranging from $40.4207 - $40.452320. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares purchased for each separate price.
- F340% of these options became exercisable on 5/3/2011 and an additional 1.67% of these options become exercisable monthly thereafer.