SEC Form 4 · accession 0001209191-17-058633
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Frisch
Officer — Exec VP & Chief Operating Off.
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Oct 30, 2017 | M | 3,125 | $36.79 | A | 21,103 | D | |
| Common Stock, $.01 par value | Oct 30, 2017 | M | 3,125 | $31.70 | A | 24,228 | D | |
| Common Stock, $.01 par value | Oct 30, 2017 | M | 3,125 | $27.86 | A | 27,353 | D | |
| Common Stock, $.01 par value | Oct 30, 2017 | M | 3,125 | $25.965 | A | 30,478 | D | |
| Common Stock, $.01 par valueF1 | Oct 30, 2017 | S | 12,500 | $61.0805 | D | 17,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $36.79 | Oct 30, 2017 | M | 3,125 | D | — | Jan 23, 2022 | Common Stock | 3,125 | 0 | D |
| Options to BuyF2 | $31.70 | Oct 30, 2017 | M | 3,125 | D | — | Apr 23, 2022 | Common Stock | 3,125 | 0 | D |
| Options to BuyF2 | $27.86 | Oct 30, 2017 | M | 3,125 | D | — | Jul 23, 2022 | Common Stock | 3,125 | 0 | D |
| Options to BuyF2 | $25.965 | Oct 30, 2017 | M | 3,125 | D | — | Oct 29, 2022 | Common Stock | 3,125 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $61.00 to $61.38 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.