SEC Form 4 · accession 0001225208-17-016773
TE Connectivity plc · TEL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Lynch
Officer — Executive Chairman · Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 11:52 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001385157
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Nov 1, 2017 | M | 130,617 | $34.05 | A | 429,500 | D | |
| Common SharesF2 | Nov 1, 2017 | S | 2,800 | $92.8461 | D | 426,700 | D | |
| Common SharesF3 | Nov 1, 2017 | S | 55,660 | $90.9784 | D | 371,040 | D | |
| Common SharesF4 | Nov 1, 2017 | S | 72,157 | $91.4675 | D | 298,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $34.05 | Nov 1, 2017 | M | 130,617 | D | — | Nov 12, 2022 | Common Shares | 130,617 | 130,617 | D |
Explanation of responses
- F1This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2017.
- F2The reported price is the weighted average price for the transactions on November 1, 2017. The range of prices for the transactions is from $92.70 to $92.94 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F3The reported price is the weighted average price for the transactions on November 1, 2017. The range of prices for the transactions is from $90.27 to $91.26 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F4The reported price is the weighted average price for the transactions on November 1, 2017. The range of prices for the transactions is from $91.27 to $92.22 per share. Information regarding the number of shares sold at each separate price will be provided upon request to the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
- F5Options exercisable in four equal installments on the first, second, third and fourth anniversary of the grant date, November 12, 2012.