SEC Form 4 · accession 0001678021-17-000008
ENTEGRIS INC · ENTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Tison
Officer — SVP & GM, SCEM Div.
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001101302
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2017 | M | 16,310 | $8.76 | A | 91,881 | D | |
| Common Stock | Oct 30, 2017 | F | 7,985 | $32.10 | D | 83,896 | D | |
| Common Stock | Oct 30, 2017 | M | 10,000 | $9.27 | A | 93,896 | D | |
| Common Stock | Oct 30, 2017 | F | 5,139 | $32.10 | D | 88,757 | D | |
| Common Stock | Oct 30, 2017 | G | 3,000 | $0.00 | D | 85,757 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F1 | $8.76 | Oct 30, 2017 | M | 16,310 | D | — | Feb 19, 2018 | Common Stock | 16,310 | 0 | D |
| Employee Stock Option (Right to Buy)F2,F1 | $9.27 | Oct 30, 2017 | M | 10,000 | D | — | Feb 19, 2019 | Common Stock | 10,000 | 5,497 | D |
Explanation of responses
- F1This option is fully vested.
- F2This option was granted pursuant to the Entegris, Inc. 2010 Equity Incentive Plan, as amended, in consideration of services as an employee.