SEC Form 4 · accession 0001214659-17-006302
Huntsman CORP · HUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Kimo Esplin
Officer — Exec VP, Strategy & Investment
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 8:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001307954
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 30, 2017 | M | 428,571 | $2.59 | A | 925,271 | D | |
| Common StockF1 | Oct 30, 2017 | S | 428,571 | $31.535 | D | 496,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2 | $2.59 | Oct 30, 2017 | M | 428,571 | D | — | Mar 2, 2019 | Common Stock | 428,571 | 0 | D |
Explanation of responses
- F1The price reported in Column 4 of Line 2 with respect to the 428,571 shares sold on October 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $31.99. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4.
- F2These options vested in three equal annual installments beginning March 2, 2010.