SEC Form 4 · accession 0001209191-17-058738
BIOLASE, INC · BIOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard B. Lanman
Director
Period of report
Nov 1, 2017
Accepted (ET)
Nov 2, 2017 · 12:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811240
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $0.76 | Nov 1, 2017 | A | 135,333 | A | — | Nov 1, 2027 | Common Stock | 135,333 | 135,333 | D |
Explanation of responses
- F1The stock option vests as follows: 7,053 option shares vest on November 10, 2017 with the remainder vesting in equal monthly installments over a consecutive 6-month period, commencing December 10, 2017.