SEC Form 4 · accession 0001209191-17-058631
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean A Foate
Director · Other
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Oct 30, 2017 | M | 16,000 | $36.955 | A | 303,920 | D | |
| Common Stock, $.01 par value | Oct 30, 2017 | M | 17,750 | $36.79 | A | 321,670 | D | |
| Common Stock, $.01 par valueF2 | Oct 30, 2017 | S | 33,750 | $61.2152 | D | 287,920 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 2,000 | $38.24 | A | 289,920 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 4,500 | $36.955 | A | 294,420 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 5,001 | $36.79 | A | 299,421 | D | |
| Common Stock, $.01 par value | Oct 31, 2017 | M | 1,002 | $34.22 | A | 300,423 | D | |
| Common Stock, $.01 par valueF3 | Oct 31, 2017 | S | 12,503 | $61.5031 | D | 287,920 | D | |
| Common Stock, $.01 par value | Nov 1, 2017 | M | 999 | $36.79 | A | 288,919 | D | |
| Common Stock, $.01 par value | Nov 1, 2017 | M | 1,398 | $34.22 | A | 290,317 | D | |
| Common Stock, $.01 par valueF4 | Nov 1, 2017 | S | 2,397 | $61.6933 | D | 287,920 | D | |
| Common Stock, $.01 par valueF1 | holding | — | — | — | 6,140 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF5 | $36.955 | Oct 30, 2017 | M | 16,000 | D | — | Apr 25, 2021 | Common Stock | 16,000 | 4,500 | D |
| Options to BuyF5 | $36.79 | Oct 30, 2017 | M | 17,750 | D | — | Jan 23, 2022 | Common Stock | 17,750 | 6,000 | D |
| Options to BuyF5 | $38.24 | Oct 31, 2017 | M | 2,000 | D | — | Apr 23, 2020 | Common Stock | 2,000 | 0 | D |
| Options to BuyF5 | $36.955 | Oct 31, 2017 | M | 4,500 | D | — | Apr 25, 2021 | Common Stock | 4,500 | 0 | D |
| Options to BuyF5 | $36.79 | Oct 31, 2017 | M | 5,001 | D | — | Jan 23, 2022 | Common Stock | 5,001 | 999 | D |
| Options to BuyF5 | $34.22 | Oct 31, 2017 | M | 1,002 | D | — | Jan 25, 2026 | Common Stock | 1,002 | 16,398 | D |
| Options to BuyF5 | $36.79 | Nov 1, 2017 | M | 999 | D | — | Jan 23, 2022 | Common Stock | 999 | 0 | D |
| Options to BuyF5 | $34.22 | Nov 1, 2017 | M | 1,398 | D | — | Jan 25, 2026 | Common Stock | 1,398 | 15,000 | D |
Explanation of responses
- F1Shares of Plexus Corp. common stock held in the Plexus Corp. Employee Stock Purchase Plan as of the last report from the Plan's Trustee.
- F2This transaction was executed in multiple trades at prices ranging from $60.91 to $61.71 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $61.25 to $61.70 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4This transaction was executed in multiple trades at prices ranging from $61.67 to $61.71 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F5Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.