SEC Form 4 · accession 0001209191-17-058612
MULESOFT, INC · MULE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Horton
Officer — SVP People Ops, GC & Secretary
Period of report
Oct 30, 2017
Accepted (ET)
Nov 1, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001374684
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Oct 30, 2017 | C | 40,000 | — | A | 40,000 | D | |
| Class A Common Stock | Oct 30, 2017 | G | 21,277 | $0.00 | D | 18,723 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Oct 30, 2017 | C | 40,000 | D | — | — | Class A Common Stock | 40,000 | 263,737 | D |
Explanation of responses
- F1Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.