Company · CIK 0001230245 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE
PIPER SANDLER COMPANIES · PIPR
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2016 SForm 4/A → | Dec 1, 4:40 pm EST | B Kristine JohnsonDirector | 1,425 | $53.45 | $76,162 | 12,706 | −10.1% | plan? |
| Nov 4, 2016 SForm 4 → | Nov 4, 4:30 pm EDT | B Kristine JohnsonDirector | 1,425 | $53.45 | $76,162 | 12,706 | — | plan? amended |
| Nov 1, 2016 SForm 4 → | Nov 1, 5:05 pm EDT | Christine N EsckilsenChief of Human Capital | 2,000 | $56.97 | $113,933 | 8,966 | −18.2% | plan? |
| Oct 31, 2016 SForm 4 → | Nov 3, 4:31 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 750 | $56.47 | $42,354 | 0 | −100% | plan? late |
| Oct 31, 2016 SForm 4 → | Nov 1, 5:03 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 10,000 | $56.24 | $562,408 | 66,856 | −13.0% | plan? |
| Oct 31, 2016 GForm 4 → | Nov 1, 4:48 pm EDT | Andrew S DuffChairman and CEO, Director | 4,558 | — | — | 244,237 | — | plan? |
| Oct 31, 2016 SForm 4 → | Nov 1, 4:46 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 17,048 | $56.33 | $960,273 | 67,512 | −20.2% | plan? |
| Oct 3, 2016 AForm 4 → | Oct 5, 4:30 pm EDT | William R FitzgeraldDirector | 387 | — | — | 10,212 | — | plan? |
| Aug 3, 2016 SForm 4 → | Aug 4, 4:52 pm EDT | Christopher D CrawshawHead of Asset Management | 5,000 | $41.88 | $209,424 | 51,651 | −8.83% | plan? |
| Aug 1, 2016 SForm 4 → | Aug 1, 5:18 pm EDT | Thomas Gregory SmithChief Strategy Officer | 2,500 | $41.42 | $103,549 | 13,751 | −15.4% | plan? |
| Jul 29, 2016 SForm 4 → | Aug 1, 5:18 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 2,500 | $41.58 | $103,939 | 50,856 | −4.69% | plan? |
| Jul 29, 2016 SForm 4 → | Aug 1, 5:17 pm EDT | Christopher D CrawshawHead of Asset Management | 21,737 | $41.45 | $900,949 | 56,651 | −27.7% | plan? |
| Jul 1, 2016 AForm 4 → | Jul 1, 4:52 pm EDT | William R FitzgeraldDirector | 483 | — | — | 9,815 | — | plan? |
| May 31, 2016 FMForm 4/A → | Nov 1, 5:04 pm EDT | Christine N EsckilsenChief of Human Capital | 6,268 | — | — | 10,966 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:35 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 13,903 | — | — | 53,356 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:35 pm EDT | Thomas Gregory SmithChief Strategy Officer | 6,268 | — | — | 16,251 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:34 pm EDT | Debbra L. SchonemanChief Financial Officer | 20,285 | — | — | 46,445 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:34 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 14,258 | — | — | 84,157 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:34 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 13,903 | — | — | 76,856 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:33 pm EDT | John W GeelanGeneral Counsel | 6,268 | — | — | 5,577 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:32 pm EDT | Francis E Fairman IVHead, Public Finance Services | 13,903 | — | — | 62,170 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:32 pm EDT | Christine N EsckilsenChief of Human Capital | 6,268 | — | — | 12,543 | — | plan? amended |
| May 31, 2016 FMForm 4 → | Jun 2, 4:31 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 13,903 | — | — | 84,560 | — | plan? |
| May 31, 2016 FMForm 4 → | Jun 2, 4:31 pm EDT | Andrew S DuffChairman and CEO, Director | 41,708 | — | — | 248,795 | — | plan? |
| May 25, 2016 SForm 4 → | May 26, 4:37 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 20,000 | $41.76 | $835,200 | 79,653 | −20.1% | plan? |
| May 4, 2016 AFForm 4 → | May 6, 5:14 pm EDT | Michele VolpiDirector | 2,344 | $38.84 | $21,012 | 10,808 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 5:13 pm EDT | Scott C TaylorDirector | 1,803 | — | — | 6,216 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 5:13 pm EDT | Philip SoranDirector | 1,803 | — | — | 7,869 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 5:12 pm EDT | Sherry M SmithDirector | 1,803 | — | — | 3,583 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 5:11 pm EDT | Addison L PiperDirector | 1,803 | — | — | 25,928 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 5:11 pm EDT | B Kristine JohnsonDirector | 1,803 | — | — | 14,131 | — | plan? |
| May 4, 2016 AForm 4 → | May 6, 5:10 pm EDT | William R FitzgeraldDirector | 1,803 | — | — | 9,281 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:35 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 421 | $41.87 | $17,627 | 48,497 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:35 pm EST | Thomas Gregory SmithChief Strategy Officer | 75 | $41.87 | $3,140 | 13,137 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:34 pm EST | Debbra L. SchonemanChief Financial Officer | 531 | $41.87 | $22,233 | 38,586 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:34 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 1,668 | $41.87 | $69,839 | 99,663 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:33 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 1,489 | $41.87 | $62,344 | 71,997 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:33 pm EST | John W GeelanGeneral Counsel | 60 | $41.87 | $2,512 | 2,463 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:32 pm EST | Francis E Fairman IVHead, Public Finance Services | 393 | $41.87 | $16,455 | 57,311 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:32 pm EST | Christine N EsckilsenChief of Human Capital | 58 | $41.87 | $2,428 | 7,852 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:31 pm EST | Andrew S DuffChairman and CEO, Director | 3,210 | $41.87 | $134,403 | 234,217 | — | plan? |
| Feb 18, 2016 FForm 4 → | Feb 22, 4:30 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 2,089 | $41.87 | $87,466 | 79,701 | — | plan? |
| Feb 16, 2016 FForm 4 → | Feb 21, 2018, 4:30 pm EST | Timothy L CarterChief Financial Officer | 152 | — | — | 4,492 | — | plan? late |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:47 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 25,216 | $41.82 | $132,367 | 101,321 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:46 pm EST | John W GeelanGeneral Counsel | 1,053 | $41.95 | $3,901 | 2,523 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:46 pm EST | Christine N EsckilsenChief of Human Capital | 1,975 | $41.95 | $2,811 | 7,910 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:45 pm EST | Christopher D CrawshawHead of Asset Management | 8,273 | $41.95 | $36,035 | 78,388 | — | plan? |
| Feb 16, 2016 SForm 4/A → | Mar 4, 4:44 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 5,500 | $41.35 | $227,417 | 34,307 | −13.8% | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:44 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 18,088 | $41.67 | $144,885 | 48,918 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:43 pm EST | Thomas Gregory SmithChief Strategy Officer | 1,198 | $41.77 | $7,895 | 13,212 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:42 pm EST | Debbra L. SchonemanChief Financial Officer | 9,671 | $41.79 | $59,888 | 39,117 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:42 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 22,571 | $41.79 | $95,207 | 73,486 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:40 pm EST | Francis E Fairman IVHead, Public Finance Services | 11,533 | $41.67 | $55,047 | 57,704 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:40 pm EST | Andrew S DuffChairman and CEO, Director | 51,883 | $41.79 | $221,551 | 237,427 | — | plan? |
| Feb 16, 2016 AFForm 4/A → | Mar 4, 4:39 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 24,854 | $41.82 | $117,234 | 81,790 | — | plan? |
| Feb 16, 2016 SForm 4 → | Feb 18, 6:54 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 5,500 | $41.35 | $227,417 | 34,307 | −13.8% | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 6:51 pm EST | John W GeelanGeneral Counsel | 1,053 | $41.95 | $3,901 | 2,523 | — | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 6:50 pm EST | Christine N EsckilsenChief of Human Capital | 1,975 | $41.95 | $2,811 | 7,910 | — | plan? |
| Feb 16, 2016 AFForm 4 → | Feb 18, 6:49 pm EST | Christopher D CrawshawHead of Asset Management | 8,273 | $41.95 | $36,035 | 78,388 | — | plan? |
| Feb 15, 2016 AFForm 4 → | Feb 18, 6:54 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 18,088 | $41.67 | $144,885 | 48,918 | — | plan? late |
| Feb 15, 2016 AFForm 4 → | Feb 18, 6:53 pm EST | Thomas Gregory SmithChief Strategy Officer | 1,198 | $41.77 | $7,895 | 13,212 | — | plan? late |
| Feb 15, 2016 AFForm 4 → | Feb 18, 6:53 pm EST | Debbra L. SchonemanChief Financial Officer | 9,671 | $41.79 | $59,888 | 39,117 | — | plan? late |
| Feb 15, 2016 AFForm 4 → | Feb 18, 6:52 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 25,206 | $41.82 | $131,947 | 101,331 | — | plan? late |
| Feb 15, 2016 AFForm 4 → | Feb 18, 6:51 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 22,571 | $41.79 | $95,207 | 73,486 | — | plan? late |
| Feb 15, 2016 AFForm 4 → | Feb 18, 6:50 pm EST | Francis E Fairman IVHead, Public Finance Services | 11,533 | $41.67 | $55,047 | 57,704 | — | plan? late |
| Feb 15, 2016 AFForm 4 → | Feb 18, 6:48 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 24,854 | $41.82 | $117,234 | 81,790 | — | plan? late |
| Jan 27, 2016 AForm 4 → | Jan 29, 4:51 pm EST | Sherry M SmithDirector | 1,780 | $33.72 | $60,022 | 1,780 | — | plan? |
| Dec 1, 2015 IForm 4 → | Dec 3, 4:43 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 770 | $35.32 | $27,188 | 0 | — | plan? |
| Dec 1, 2015 IForm 4 → | Dec 3, 4:42 pm EST | Francis E Fairman IVHead, Public Finance Services | 1,006 | $35.32 | $35,527 | 0 | — | plan? |
| Dec 1, 2015 IForm 4 → | Dec 3, 4:41 pm EST | Christopher D CrawshawHead of Asset Management | 175 | $35.32 | $6,197 | 0 | — | plan? |
| Dec 1, 2015 IForm 4 → | Dec 3, 4:41 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 3,630 | $35.32 | $128,208 | 0 | — | plan? |
| Nov 24, 2015 IForm 4/A → | Dec 3, 4:45 pm EST | Addison L PiperDirector | 174 | $35.32 | $6,144 | 0 | — | plan? |
| Nov 24, 2015 SForm 4 → | Nov 25, 6:03 pm EST | Addison L PiperDirector | 156 | $39.48 | $6,159 | 0 | −100% | plan? amended |
| Nov 17, 2015 PForm 4 → | Nov 18, 6:56 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 15,000 | $34.58 | $518,669 | 82,435 | +22.2% | plan? |
| Jun 1, 2015 FMForm 4 → | Jun 3, 3:08 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 23,063 | — | — | 43,284 | — | plan? |
| Jun 1, 2015 FMForm 4 → | Jun 3, 2:59 pm EDT | Debbra L. SchonemanChief Financial Officer | 23,063 | — | — | 32,312 | — | plan? |
| Jun 1, 2015 FMForm 4 → | Jun 3, 2:58 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 23,651 | — | — | 67,435 | — | plan? |
| Jun 1, 2015 FMForm 4 → | Jun 3, 2:57 pm EDT | Francis E Fairman IVHead, Public Finance Services | 22,399 | — | — | 48,813 | — | plan? |
| Jun 1, 2015 FMForm 4 → | Jun 3, 2:57 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 23,063 | — | — | 62,542 | — | plan? |
| Jun 1, 2015 FMForm 4 → | Jun 3, 2:56 pm EDT | Andrew S DuffChairman and CEO, Director | 46,125 | — | — | 196,148 | — | plan? |
| May 13, 2015 AFForm 4 → | May 14, 5:17 pm EDT | Michele VolpiDirector | 1,853 | $49.15 | $21,036 | 9,546 | — | plan? |
| May 13, 2015 AForm 4 → | May 14, 5:16 pm EDT | Scott C TaylorDirector | 1,425 | — | — | 4,413 | — | plan? |
| May 13, 2015 AForm 4 → | May 14, 5:16 pm EDT | Philip SoranDirector | 1,425 | — | — | 6,066 | — | plan? |
| May 13, 2015 AForm 4 → | May 14, 5:14 pm EDT | Lisa PolskyDirector | 1,425 | — | — | 14,254 | — | plan? |
| May 13, 2015 AForm 4 → | May 14, 5:13 pm EDT | Addison L PiperDirector | 1,425 | — | — | 23,382 | — | plan? |
| May 13, 2015 AForm 4 → | May 14, 5:12 pm EDT | B Kristine JohnsonDirector | 1,425 | — | — | 11,585 | — | plan? |
| May 13, 2015 AForm 4 → | May 14, 5:11 pm EDT | William R FitzgeraldDirector | 1,425 | — | — | 4,226 | — | plan? |
| Feb 24, 2015 SForm 4 → | Feb 25, 4:18 pm EST | Andrew S DuffChairman and CEO, Director | 2,858 | $52.96 | $151,374 | 0 | −100% | plan? |
| Feb 18, 2015 AFForm 4/A → | Apr 1, 5:30 pm EDT | John W GeelanGeneral Counsel | 778 | $54.56 | $3,274 | 1,656 | — | plan? |
| Feb 18, 2015 AForm 4 → | Feb 27, 4:30 pm EST | Christopher D CrawshawHead of Asset Management | 7,790 | — | — | 71,833 | — | plan? late |
| Feb 18, 2015 AFForm 4 → | Feb 19, 6:09 pm EST | John W GeelanGeneral Counsel | 872 | $54.56 | $8,402 | 1,562 | — | plan? amended |
| Feb 17, 2015 AFForm 4 → | Feb 18, 2016, 6:49 pm EST | Andrew S DuffChairman and CEO, Director | 51,883 | $41.79 | $221,551 | 237,427 | — | plan? late |
| Feb 17, 2015 SForm 4 → | Feb 19, 6:14 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 85 | $52.95 | $4,508 | 0 | −100% | plan? |
| Feb 17, 2015 AFForm 4 → | Feb 19, 6:14 pm EST | Martin Bradley WingesCIO and Head of Fixed Income | 10,550 | $55.16 | $167,640 | 35,223 | — | plan? |
| Feb 17, 2015 AFForm 4 → | Feb 19, 6:13 pm EST | Debbra L. SchonemanChief Financial Officer | 8,715 | $54.97 | $69,204 | 24,251 | — | plan? |
| Feb 17, 2015 AFForm 4 → | Feb 19, 6:12 pm EST | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 20,091 | $54.93 | $192,137 | 59,962 | — | plan? |
| Feb 17, 2015 AFForm 4 → | Feb 19, 6:10 pm EST | Jeffrey P KlinefelterGlobal Head of Equities | 15,576 | $54.98 | $204,912 | 55,471 | — | plan? |
| Feb 17, 2015 AFForm 4 → | Feb 19, 6:09 pm EST | Francis E Fairman IVHead, Public Finance Services | 4,320 | $55.06 | $75,321 | 40,088 | — | plan? |
| Feb 17, 2015 AFForm 4 → | Feb 19, 6:08 pm EST | Chad R AbrahamCo-Head Global IB and Cap Mkts | 19,614 | $54.78 | $165,479 | 54,481 | — | plan? |
| Feb 17, 2015 AFForm 4 → | Feb 19, 6:07 pm EST | Andrew S DuffChairman and CEO, Director | 33,935 | $54.94 | $414,156 | 180,027 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 21, 2018 MForm 4 → | May 23, 12:23 pm EDT | Debbra L. SchonemanPresident | 13,743 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:21 pm EDT | R Scott LaRueHead Global IB and Cap Mkts, Director | 9,162 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:20 pm EDT | John W GeelanGeneral Counsel | 4,581 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:15 pm EDT | Andrew S DuffDirector | 27,486 | — | — | 0 | — | |
| May 21, 2018 MForm 4 → | May 23, 12:14 pm EDT | Chad R AbrahamChief Executive Officer, Director | 9,162 | — | — | 0 | — | |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:34 pm EST | Debbra L. SchonemanPresident | 32,667 | — | — | 32,667 | — | |
| Feb 15, 2018 AForm 4 → | Feb 20, 4:31 pm EST | Chad R AbrahamChief Executive Officer, Director | 49,000 | — | — | 49,000 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:08 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:08 pm EDT | Thomas Gregory SmithChief Strategy Officer | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:07 pm EDT | Debbra L. SchonemanChief Financial Officer | 12,810 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:06 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:06 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:05 pm EDT | John W GeelanGeneral Counsel | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:05 pm EDT | Francis E Fairman IVHead, Public Finance Services | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:04 pm EDT | Christine N EsckilsenChief of Human Capital | 4,270 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:03 pm EDT | Andrew S DuffChairman and CEO, Director | 25,620 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:01 pm EDT | Christopher D CrawshawHead of Asset Management | 8,540 | — | — | 0 | — | |
| May 22, 2017 MForm 4 → | May 24, 4:01 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 8,540 | — | — | 0 | — | |
| Feb 3, 2017 MForm 4 → | Feb 6, 5:09 pm EST | Francis E Fairman IVHead, Public Finance Services | 2,496 | — | — | 0 | — | |
| Feb 3, 2017 MForm 4 → | Feb 6, 5:05 pm EST | Andrew S DuffChairman and CEO, Director | 9,641 | — | — | 0 | — | |
| Nov 14, 2016 MForm 4 → | Nov 15, 7:33 pm EST | Andrew S DuffChairman and CEO, Director | 32,149 | — | — | 0 | — | |
| May 31, 2016 MForm 4/A → | Nov 1, 5:04 pm EDT | Christine N EsckilsenChief of Human Capital | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:35 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:35 pm EDT | Thomas Gregory SmithChief Strategy Officer | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | Debbra L. SchonemanChief Financial Officer | 14,072 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:34 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:33 pm EDT | John W GeelanGeneral Counsel | 4,691 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:32 pm EDT | Francis E Fairman IVHead, Public Finance Services | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:32 pm EDT | Christine N EsckilsenChief of Human Capital | 4,691 | — | — | 0 | — | amended |
| May 31, 2016 MForm 4 → | Jun 2, 4:31 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 9,381 | — | — | 0 | — | |
| May 31, 2016 MForm 4 → | Jun 2, 4:31 pm EDT | Andrew S DuffChairman and CEO, Director | 28,143 | — | — | 0 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:39 pm EDT | Thomas Gregory SmithChief Strategy Officer | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:38 pm EDT | John W GeelanGeneral Counsel | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:37 pm EDT | Christine N EsckilsenChief of Human Capital | 5,018 | — | — | 5,018 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:36 pm EDT | Martin Bradley WingesHead, Fixed Income Services | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:35 pm EDT | R Scott LaRueCo-Head Global IB | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:35 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:34 pm EDT | Francis E Fairman IVHead, Public Finance Services | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:34 pm EDT | Christopher D CrawshawHead of Asset Management | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:33 pm EDT | Chad R AbrahamCo-Head Global IB | 10,036 | — | — | 10,036 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:32 pm EDT | Debbra L. SchonemanChief Financial Officer | 15,053 | — | — | 15,053 | — | |
| May 16, 2016 AForm 4 → | May 18, 4:32 pm EDT | Andrew S DuffChairman and CEO, Director | 30,106 | — | — | 30,106 | — | |
| Apr 1, 2016 AForm 4 → | Apr 4, 4:53 pm EDT | Sherry M SmithDirector | 216 | $49.56 | $10,705 | 216 | — | |
| Apr 1, 2016 AForm 4 → | Apr 4, 4:51 pm EDT | William R FitzgeraldDirector | 302 | $49.56 | $14,967 | 3,252 | — | |
| Dec 31, 2015 AForm 4 → | Jan 4, 2016, 5:19 pm EST | William R FitzgeraldDirector | 437 | $40.40 | $17,655 | 2,950 | — | |
| Oct 1, 2015 AForm 4 → | Oct 1, 1:46 pm EDT | William R FitzgeraldDirector | 488 | $36.17 | $17,651 | 2,513 | — | |
| Jul 1, 2015 AForm 4 → | Jul 1, 5:17 pm EDT | William R FitzgeraldDirector | 400 | $43.64 | $17,456 | 2,025 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 3:08 pm EDT | Martin Bradley WingesCIO and Head of Fixed Income | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:59 pm EDT | Debbra L. SchonemanChief Financial Officer | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:58 pm EDT | R Scott LaRueCo-Head Global IB and Cap Mkts, Director | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:57 pm EDT | Francis E Fairman IVHead, Public Finance Services | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:57 pm EDT | Chad R AbrahamCo-Head Global IB and Cap Mkts | 16,502 | — | — | 0 | — | |
| Jun 1, 2015 MForm 4 → | Jun 3, 2:56 pm EDT | Andrew S DuffChairman and CEO, Director | 33,004 | — | — | 0 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:54 pm EDT | John W GeelanGeneral Counsel | 4,581 | — | — | 4,581 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:53 pm EDT | Martin Bradley WingesHead, Fixed Income Services | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:52 pm EDT | R Scott LaRueCo-Head Global IB | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:52 pm EDT | Jeffrey P KlinefelterGlobal Head of Equities | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:50 pm EDT | Francis E Fairman IVHead, Public Finance Services | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:50 pm EDT | Christopher D CrawshawHead of Asset Management | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:49 pm EDT | Chad R AbrahamCo-Head Global IB | 9,162 | — | — | 9,162 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:48 pm EDT | Debbra L. SchonemanChief Financial Officer | 13,743 | — | — | 13,743 | — | |
| May 15, 2015 AForm 4 → | May 19, 5:48 pm EDT | Andrew S DuffChairman and CEO, Director | 27,486 | — | — | 27,486 | — | |
| Apr 1, 2015 AForm 4 → | Apr 1, 5:30 pm EDT | William R FitzgeraldDirector | 330 | $52.46 | $17,312 | 1,625 | — | |
| Dec 31, 2014 AForm 4 → | Jan 5, 2015, 4:31 pm EST | William R FitzgeraldDirector | 35 | $58.09 | $2,033 | 1,295 | — |