SEC Form 4 · accession 0001230245-18-000023
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Debbra L. Schoneman
Officer — President
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2018 | A | 3,195 | $0.00 | A | 41,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $99.00 | Feb 15, 2018 | A | 32,667 | A | Feb 15, 2021 | Feb 15, 2028 | Common Stock | 32,667 | 32,667 | D |
Explanation of responses
- F1The option vests 33% on February 15, 2021, 33% on February 15, 2022 and all the remaining shares on February 15, 2023.