SEC Form 4/A · accession 0001230245-16-000229
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
R Scott LaRue
Officer — Co-Head Global IB and Cap Mkts · Director
Period of report
Feb 16, 2016
Accepted (ET)
Mar 4, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 16, 2016 | F | 1,095 | $41.58 | D | 81,340 | D | |
| Common StockF2 | Feb 17, 2016 | F | 2,070 | $41.95 | D | 79,270 | D | |
| Common Stock | Feb 16, 2016 | A | 22,051 | $0.00 | A | 101,321 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amendment is being filed to correct an incorrect date of earliest transaction.
- F2This amendment corrects an inaccurate reporting of the number of shares withheld in connection with the payment of taxes. As a result of the error being corrected by filing this amendment, incorrect total beneficial holdings have been reported in filings occurring between the date of the report being amended and the filing of this amendment.