SEC Form 4 · accession 0001230245-16-000183
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherry M Smith
Director
Period of report
Jan 27, 2016
Accepted (ET)
Jan 29, 2016 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 27, 2016 | A | 1,780 | $33.72 | A | 1,780 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person elected to defer receipt of an initial equity grant of 1,780 shares of common stock resulting in an accrual to his account of 1,780 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the person's service as a director terminates.