SEC Form 4 · accession 0001230245-15-000058
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Klinefelter
Officer — Global Head of Equities
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2015 | F | 1,356 | $55.26 | D | 45,993 | D | |
| Common Stock | Feb 17, 2015 | F | 882 | $55.26 | D | 45,111 | D | |
| Common Stock | Feb 18, 2015 | F | 1,489 | $54.56 | D | 43,622 | D | |
| Common Stock | Feb 18, 2015 | A | 11,849 | $0.00 | A | 55,471 | D | |
| Common Stock | holding | — | — | — | 750 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.