SEC Form 4 · accession 0001230245-15-000106
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Addison L Piper
Director
Period of report
May 13, 2015
Accepted (ET)
May 14, 2015 · 5:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 13, 2015 | A | 1,425 | $0.00 | A | 23,382 | D | |
| Common StockF1 | holding | — | — | — | 163 | I | By PJC Retirement Plan | |
| Common Stock | holding | — | — | — | 1,000 | I | By IRA | |
| Common Stock | holding | — | — | — | 50 | I | By spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Based on a plan report dated May 13, 2015.