SEC Form 4 · accession 0001230245-16-000200
PIPER SANDLER COMPANIES · PIPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey P Klinefelter
Officer — Global Head of Equities
Period of report
Feb 15, 2016
Accepted (ET)
Feb 18, 2016 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001230245
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2016 | F | 959 | $41.58 | D | 54,512 | D | |
| Common Stock | Feb 17, 2016 | F | 1,319 | $41.95 | D | 53,193 | D | |
| Common Stock | Feb 16, 2016 | A | 20,293 | $0.00 | A | 73,486 | D | |
| Common Stock | holding | — | — | — | 750 | I | By minor children |
Table II — derivative securities
No Table II lines on this filing.